S••• G••••••

Advisor at A••••••• F•••••••• A•••••••• L••

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6748b286-841c-71a0-6b4f-2cfc128829e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Jan 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Apr 21, 2026	n/a	yes	Houston, TX	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Aug 18, 2025	Apr 24, 2026	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	A••••••• F•••••••• A•••••••• L••	Apr 24, 2026	Apr 21, 2026	-3	Firm change	Ibd to ibd
C•••••• S••••• • C••• I•••	L•• E••••••••• L••	Jun 30, 2025	Aug 18, 2025

Relationships

Registered with (8)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Aug 18, 2025 to Apr 24, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 28, 2024 to Jun 30, 2025factForm ADV
→ J• W• C••• A•••••••• I•••

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
S••• G•••••• left L•• E••••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2026-04-21)
Form ADVobserved 7 days ago
Occurred
Jun 30, 2025
Advisor changed firm
S••• G•••••• left C•••••• S••••• • C••• I••• for L•• E••••••••• L•• (registered 2025-08-18)
Form ADVobserved 7 days ago
Occurred
Nov 29, 2023
Advisor changed firm
S••• G•••••• left J• W• C••• A•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2024-10-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6748b286-841c-71a0-6b4f-2cfc128829e0
First observed: Jan 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.