DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Goodman

Allstate Financial Advisors, LLCBD affiliatedHouston, Txdual registrantIAPD 5880657

Feed of 09/14/2026

Also filed as Sean Goodman

At current firm

0 y

since Apr 21, 2026

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allstate Financial Advisors, LLC BD affiliated current
since Apr 21, 2026 · Houston, Tx
LPL Enterprise, LLC BD affiliated
Aug 18, 2025 to Apr 24, 2026 · Houston, Tx
Charles Schwab & Co., Inc. national BD
Oct 28, 2024 to Jun 30, 2025 · Webster, Tx
J. W. Cole Advisors, Inc. BD affiliated
Aug 29, 2022 to Nov 29, 2023 · Tampa, Fl
Fidelity Personal And Workplace Advisors former
Jul 13, 2020 to Sep 6, 2022 · Houston, Tx
Td Ameritrade, Inc. former
May 10, 2017 to May 8, 2020 · Houston, Tx
Td Ameritrade Investment Management, LLC former
May 10, 2017 to May 8, 2020 · Houston, Tx
Strategic Advisers LLC national BD
Jan 6, 2015 to Mar 29, 2017 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to Allstate Financial Advisors, LLC
left Apr 24, 2026, registered Apr 21, 2026 (-3 days) · Affiliated broker-dealer or bank to another
Charles Schwab & Co., Inc. to LPL Enterprise, LLC
left Jun 30, 2025, registered Aug 18, 2025 (49 days) · Affiliated broker-dealer or bank to another
J. W. Cole Advisors, Inc. to Charles Schwab & Co., Inc.
left Nov 29, 2023, registered Oct 28, 2024 (334 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to J. W. Cole Advisors, Inc.
left Sep 6, 2022, registered Aug 29, 2022 (-8 days) · Affiliated broker-dealer or bank to independent RIA
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left May 8, 2020, registered May 10, 2017 (-1094 days) · channel change inside one enterprise, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left May 8, 2020, registered May 10, 2017 (-1094 days) · Other
Strategic Advisers LLC to Td Ameritrade, Inc.
left Mar 29, 2017, registered May 10, 2017 (42 days) · Other

Signals

Sean Goodman left Lpl Enterprise, Llc for Allstate Financial Advisors, Llc (registered 2026-04-21)
Apr 24, 2026 · Advisor changed firm · fact
Sean Goodman left Charles Schwab & Co., Inc. for Lpl Enterprise, Llc (registered 2025-08-18)
Jun 30, 2025 · Advisor changed firm · fact
Sean Goodman left J. W. Cole Advisors, Inc. for Charles Schwab & Co., Inc. (registered 2024-10-28)
Nov 29, 2023 · Advisor changed firm · fact
Sean Goodman left Fidelity Personal And Workplace Advisors for J. W. Cole Advisors, Inc. (registered 2022-08-29)
Sep 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address