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Advisor at BROOKWOOD INVESTMENT GROUP
PHOENIX, AZ | San Jose, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKWOOD INVESTMENT GROUP | Independent wealth | Nov 12, 2025 | n/a | yes | San Jose, CA|PHOENIX, AZ | Current employment |
| REDWOOD PRIVATE WEALTH | Former SEC adviser | Jun 16, 2023 | Mar 31, 2025 | no | PHOENIX, AZ|San Jose, CA | Previous registration |
| EMERALD BLUE ADVISORS | State registered | May 23, 2013 | Jun 9, 2023 | no | SAN JOSE, CA|LAGUNA HILLS, CA|Campbell, CA|San Jose, CA | Previous registration |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Former SEC adviser | Sep 1, 2011 | May 6, 2013 | no | PALO ALTO, CA | Previous registration |
| FINANCIAL TELESIS, INC. | Former SEC adviser | Feb 26, 2010 | Jul 27, 2011 | no | SAN JOSE, CA|SAN RAFAEL, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 9, 2006 | Feb 2, 2010 | no | CAMPBELL, CA|CAMPBELL, CA | Previous registration |
| WHJR ASSOCIATES | Former SEC adviser | Aug 4, 2006 | Feb 1, 2010 | no | CAMPBELL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDWOOD PRIVATE WEALTH | BROOKWOOD INVESTMENT GROUP | Mar 31, 2025 | Nov 12, 2025 | 226 | Bulk transfer | RIA to RIA |
| EMERALD BLUE ADVISORS | REDWOOD PRIVATE WEALTH | Jun 9, 2023 | Jun 16, 2023 | 7 | Firm change | Other |
| HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | EMERALD BLUE ADVISORS | May 6, 2013 | May 23, 2013 | 17 | Firm change | Other |
| FINANCIAL TELESIS, INC. | HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC | Jul 27, 2011 | Sep 1, 2011 | 36 | Firm change | Other |
| OSAIC WEALTH, INC. | FINANCIAL TELESIS, INC. | Feb 2, 2010 | Feb 26, 2010 | 24 | Firm change | Other |
| WHJR ASSOCIATES | OSAIC WEALTH, INC. | Feb 1, 2010 | Aug 9, 2006 | -1,272 | Firm change after gap | Other |