RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• P••••• S•••••••
- B•••••••• I••••••••• G•••• independent RIA currentsince Nov 12, 2025 · San Jose, Ca
- R•••••• P•••••• W••••• formerJun 16, 2023 to Mar 31, 2025 · Phoenix, Az
- E•••••• B••• A••••••• state registeredMay 23, 2013 to Jun 9, 2023 · San Jose, Ca
- H••••••••• G•••• F•••••••• A•••••••• L•• formerSep 1, 2011 to May 6, 2013 · Palo Alto, Ca
- F•••••••• T••••••• I••• formerFeb 26, 2010 to Jul 27, 2011 · San Jose, Ca
- O•••• W•••••• I••• BD affiliatedAug 9, 2006 to Feb 2, 2010 · Campbell, Ca
- W••• A••••••••• formerAug 4, 2006 to Feb 1, 2010 · Campbell, Ca
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 31, 2025, registered Nov 12, 2025 (226 days) · corporate re-registration, not a move
- E•••••• B••• A••••••• to R•••••• P•••••• W•••••left Jun 9, 2023, registered Jun 16, 2023 (7 days) · Other
- H••••••••• G•••• F•••••••• A•••••••• L•• to E•••••• B••• A•••••••left May 6, 2013, registered May 23, 2013 (17 days) · Other
- F•••••••• T••••••• I••• to H••••••••• G•••• F•••••••• A•••••••• L••left Jul 27, 2011, registered Sep 1, 2011 (36 days) · Other
- O•••• W•••••• I••• to F•••••••• T••••••• I•••left Feb 2, 2010, registered Feb 26, 2010 (24 days) · Other
- W••• A••••••••• to O•••• W•••••• I•••left Feb 1, 2010, registered Aug 9, 2006 (-1272 days) · Other
- G••••• P••••• S••••••• left E•••••• B••• A••••••• for R•••••• P•••••• W••••• (registered 2023-06-16)Jun 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address