DFX Intelligence

D•••• S•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D•••• S•••• R•••••

Advisor at P••••••• L••

INDIANAPOLIS, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• L••	Asset manager	Mar 13, 2023	n/a	yes	INDIANAPOLIS, IN	Current employment
F••••• I•••••••••	Independent wealth	Sep 25, 2013	Nov 5, 2021	no	INDIANAPOLIS, IN\|PLANO, TX\|F•••••S, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	P••••••• L••	Nov 5, 2021	Mar 13, 2023	493	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F••••• I•••••••••	Sep 20, 2013	Sep 25, 2013

Relationships

Registered with (4)

→ P••••••• L••Registered adviserregistration: current employment
Mar 13, 2023 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Sep 25, 2013 to Nov 5, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 13, 2008 to Sep 20, 2013factForm ADV
→ R••••• W• B•••• • C•• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 20, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.