RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•••• R•••••
- P••••••• L•• asset manager currentsince Mar 13, 2023 · Indianapolis, In
- F••••• I••••••••• independent RIASep 25, 2013 to Nov 5, 2021 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 13, 2008 to Sep 20, 2013 · Indianapolis, In
- R••••• W• B•••• • C•• I••••••••• mixed wealthApr 20, 2001 to Jun 23, 2008 · Indianapolis, In
- F••••• I••••••••• to P••••••• L••left Nov 5, 2021, registered Mar 13, 2023 (493 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Sep 20, 2013, registered Sep 25, 2013 (5 days) · Other
- R••••• W• B•••• • C•• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 23, 2008, registered Jun 13, 2008 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address