DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 11, 2025 | n/a | yes | PALO ALTO, CA|SAN DIEGO, CA|Palo Alto, CA | Current employment |
| F•••• C••••••• I••••••• S•••••••• I••• | Bd affiliated wealth | May 29, 2025 | Oct 30, 2025 | no | San Francisco, CA|Menlo Park, CA|Pasadena, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• W••••• | F•••• C••••••• I••••••• S•••••••• I••• | Oct 30, 2025 | May 29, 2025 | -154 | Firm change after gap | RIA to ibd |
| F•••• C••••••• I••••••• S•••••••• I••• | L•• F•••••••• L•• | Oct 30, 2025 | Dec 11, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 172832:44430:CA:2025-10-21 | Oct 30, 2025 | May 29, 2025 | MENLO PARK, CA | Firm change after gap |
| 44430:6413:CA:2025-10-30 | Oct 30, 2025 | Dec 11, 2025 | PASADENA, CA | Firm change |
| S•• W••••• | Independent wealth | Mar 8, 2022 | Oct 30, 2025 | no | Menlo Park, CA | Previous registration |
| S•• I••••••••• S••••••• I••• | Former SEC adviser | Mar 12, 2020 | Jul 29, 2022 | no | Menlo Park, CA|SAN FRANCISCO, CA|Menlo Park, CA|SAN FRANCISCO, CA|San Francisco, CA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Mar 21, 2003 | Apr 14, 2009 | no | HALF MOON BAY, CA|PACIFICA, CA|PALO ALTO, CA|MENLO PARK, CA|SAN BRUNO, CA|SAN BRUNO, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | May 15, 2001 | Mar 14, 2003 | no | REDWOOD CITY, CA | Previous registration |
| 42 |
| Firm change |
| Ibd to ibd |
| S•• I••••••••• S••••••• I••• | S•• W••••• | Jul 29, 2022 | Mar 8, 2022 | -143 | Bulk transfer | Ibd to RIA |
| B••• O• A•••••• I••••••••• S•••••••• I••• | S•• I••••••••• S••••••• I••• | Apr 14, 2009 | Mar 12, 2020 | 3,985 | Firm change after gap | Other |
| W•••• F•••• I••••••••• L•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Mar 14, 2003 | Mar 21, 2003 | 7 | Firm change | Other |