RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• M••••• S••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 11, 2025 · Palo Alto, Ca
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedMay 29, 2025 to Oct 30, 2025 · San Francisco, Ca
- S•• W••••• independent RIAMar 8, 2022 to Oct 30, 2025 · Menlo Park, Ca
- S•• I••••••••• S••••••• I••• formerMar 12, 2020 to Jul 29, 2022 · Menlo Park, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 21, 2003 to Apr 14, 2009 · Half Moon Bay, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Mar 14, 2003 · Redwood City, Ca
- S•• W••••• to F•••• C••••••• I••••••• S•••••••• I•••left Oct 30, 2025, registered May 29, 2025 (-154 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••• C••••••• I••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 30, 2025, registered Dec 11, 2025 (42 days) · Affiliated broker-dealer or bank to another · moved with a team
- S•• I••••••••• S••••••• I••• to S•• W•••••left Jul 29, 2022, registered Mar 8, 2022 (-143 days) · corporate re-registration, not a move
- B••• O• A•••••• I••••••••• S•••••••• I••• to S•• I••••••••• S••••••• I•••left Apr 14, 2009, registered Mar 12, 2020 (3985 days) · Other
- W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 14, 2003, registered Mar 21, 2003 (7 days) · Other
- P•••• M••••• S•••• left F•••• C••••••• I••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2025-12-11)Oct 30, 2025 · Advisor changed firm · fact
- P•••• M••••• S•••• left S•• W••••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2025-05-29)Oct 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address