DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BOCA RATON, FL | ST AUGUSTINE, FL | PONTE VEDRA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 2, 2010 | n/a | yes | PONTE VEDRA BEACH, FL|ST AUGUSTINE, FL|BOCA RATON, FL | Current employment |
| PRIVATE WEALTH | Former SEC adviser | Mar 22, 2018 | Jun 1, 2018 | no | PONTE VEDRA, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 10, 2010 | no | Ponte Vedra Beach, FL|PONTE VEDRA BEACH, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | PONTE VEDRA BEACH, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 12, 2007 | Apr 2, 2007 | no | PONTE VEDRA BEACH, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 13, 2001 | Feb 13, 2007 | no | PONTE VEDRA BEACH, FL|PONTE VEDRA BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE WEALTH | n/a | Jun 1, 2018 | n/a | n/a | Departure no registered destination | Departure |
| MORGAN STANLEY | LPL FINANCIAL LLC | Nov 10, 2010 | Nov 2, 2010 | -8 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY DW INC. | Feb 13, 2007 | Feb 12, 2007 | -1 | Firm change | Other |