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Registered advisor
R••••• R•••• F•••••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
15 y
since Nov 2, 2010
In the industry
24 y
since Dec 13, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 2, 2010 · Ponte Vedra Beach, Fl
- P•••••• W••••• formerMar 22, 2018 to Jun 1, 2018 · Ponte Vedra, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 10, 2010 · Ponte Vedra Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Ponte Vedra Beach, Fl
- M••••• S•••••• D• I••• unclassifiedFeb 12, 2007 to Apr 2, 2007 · Ponte Vedra Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 13, 2001 to Feb 13, 2007 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- P•••••• W••••• to no registered destinationleft Jun 1, 2018 · Departure, no registered destination
- M••••• S•••••• to L•• F•••••••• L••left Nov 10, 2010, registered Nov 2, 2010 (-8 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• D• I•••left Feb 13, 2007, registered Feb 12, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address