DFX Intelligence

A••••• R•• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

A••••• R•• P••••••

Advisor at C•••••• A•••• M••••••••• L••

Reston, VA | CHICAGO, IL

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Search this name across graphsid dfx:ria:6785ecf7-0ab2-b7fd-f549-f04d0ea2952d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Jun 16, 2020	n/a	yes	Reston, VA\|CHICAGO, IL	Current employment
P••••••••• P•••••••• L••	Former SEC adviser	May 18, 2018	Jun 16, 2020	no	RESTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P•••••••• L••	C•••••• A•••• M••••••••• L••	Jun 16, 2020	Jun 16, 2020	0	Firm change	RIA to RIA
H•••••••• A•••••••• L••	P••••••••• P•••••••• L••	Mar 10, 2016	May 18, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
282298:288566:VA:2020-06-16	Jun 16, 2020	Jun 16, 2020	RESTON, VA	Firm change
145323:282298:VA:2016-03-10	Mar 10, 2016	May 18, 2018	RESTON, VA	Firm change after gap

Relationships

Registered with (6)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jun 16, 2020 to presentfactForm ADV
→ P••••••••• P•••••••• L••Registered adviserregistration: previous registration
May 18, 2018 to Jun 16, 2020factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2014 to Mar 10, 2016factForm ADV
→ U••• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6785ecf7-0ab2-b7fd-f549-f04d0ea2952d
First observed: Aug 20, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.