RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•• P••••••
- C•••••• A•••• M••••••••• L•• independent RIA currentsince Jun 16, 2020 · Reston, Va
- P••••••••• P•••••••• L•• formerMay 18, 2018 to Jun 16, 2020 · Reston, Va
- H•••••••• A•••••••• L•• BD affiliatedFeb 20, 2014 to Mar 10, 2016 · Reston, Va
- U••• F•••••••• A••••••• formerMay 3, 2013 to Feb 20, 2014 · Bethesda, Md
- O•••• F•• I••• formerJun 3, 2011 to May 14, 2013 · Bethesda, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedAug 20, 2010 to May 26, 2011 · Baltimore, Md
- P••••••••• P•••••••• L•• to C•••••• A•••• M••••••••• L••left Jun 16, 2020, registered Jun 16, 2020 (0 days) · RIA to RIA · moved with a team
- H•••••••• A•••••••• L•• to P••••••••• P•••••••• L••left Mar 10, 2016, registered May 18, 2018 (799 days) · Other · moved with a team
- U••• F•••••••• A••••••• to H•••••••• A•••••••• L••left Feb 20, 2014, registered Feb 20, 2014 (0 days) · Other
- O•••• F•• I••• to U••• F•••••••• A•••••••left May 14, 2013, registered May 3, 2013 (-11 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to O•••• F•• I•••left May 26, 2011, registered Jun 3, 2011 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address