DFX Intelligence

G••••• T••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

G••••• T••••• H••••••

Advisor at L•• F•••••••• L••

KILMARNOCK, VA

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Search this name across graphsid dfx:ria:6793dd20-1923-a0ed-a03c-990275c5eece

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 2
On other graphs: 0
Observed: Jan 4, 1999 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 15, 2026	n/a	yes	KILMARNOCK, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 10, 2023	n/a	yes	Kilmarnock, VA\|WASHINGTON, DC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Sep 17, 2026	Sep 15, 2026	-2	Firm change	Wirehouse to ibd
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 22, 2023	Aug 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:VA:2021-12-02	Dec 2, 2021	Nov 29, 2021	KILMARNOCK, VA	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2021 to Aug 22, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 10, 2023 to Sep 17, 2026factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 2, 2012 to Dec 2, 2021factForm ADV
→ C• W••••• M••••••••• L••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 5 days ago
Occurred
Aug 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6793dd20-1923-a0ed-a03c-990275c5eece
First observed: Jan 4, 1999
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.