DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Registered advisor
G••••• T••••• H••••••
Feed of 09/18/2026
Also filed as Tom H••••••
At current firm
0 y
since Sep 15, 2026
In the industry
32 y
since Apr 28, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 15, 2026 · Kilmarnock, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 10, 2023 · Kilmarnock, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 10, 2023 · Kilmarnock, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 10, 2023 to Sep 17, 2026 · Kilmarnock, Va
- L•• F•••••••• L•• BD affiliatedNov 29, 2021 to Aug 22, 2023 · Kilmarnock, Va
- O•••• I••••••••• I••• BD affiliatedApr 2, 2012 to Dec 2, 2021 · Midlothian, Va
- O•••• I••••••••• I••• BD affiliatedApr 2, 2012 to Dec 2, 2021 · Midlothian, Va
- L•• F•••••••• L•• BD affiliatedNov 20, 2009 to Apr 5, 2012 · Gloucester, Va
- C• W••••• M••••••••• L•• independent RIASep 28, 2005 to Nov 23, 2009 · Gloucester, Va
- C• W••••• M••••••••• L•• independent RIASep 28, 2005 to Nov 23, 2009 · Gloucester, Va
- B• I••••••••• L•• unclassifiedOct 13, 2004 to Sep 16, 2005 · Gloucester Point, Va
- B• I••••••••• L•• unclassifiedOct 13, 2004 to Sep 16, 2005 · Gloucester Point, Va
- B••• I••••••••• S•••••••• I••• formerDec 10, 2003 to Aug 10, 2004 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerDec 10, 2003 to Aug 10, 2004 · Charlotte, Nc
- D•••••••• • C•••••• L•• BD affiliatedJan 4, 1999 to Dec 3, 2003 · Norfolk, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Sep 17, 2026, registered Sep 15, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2023, registered Aug 10, 2023 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• I••••••••• I••• to L•• F•••••••• L••left Dec 2, 2021, registered Nov 29, 2021 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Apr 5, 2012, registered Apr 2, 2012 (-3 days) · Other
- C• W••••• M••••••••• L•• to L•• F•••••••• L••left Nov 23, 2009, registered Nov 20, 2009 (-3 days) · Other
- B• I••••••••• L•• to C• W••••• M••••••••• L••left Sep 16, 2005, registered Sep 28, 2005 (12 days) · Other
- B••• I••••••••• S•••••••• I••• to B• I••••••••• L••left Aug 10, 2004, registered Oct 13, 2004 (64 days) · Other
- D•••••••• • C•••••• L•• to B••• I••••••••• S•••••••• I•••left Dec 3, 2003, registered Dec 10, 2003 (7 days) · Other
Signals
- G••••• T••••• H•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2026-09-15)Sep 17, 2026 · Advisor changed firm · fact
- G••••• T••••• H•••••• left L•• F•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-08-10)Aug 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address