This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASSET ONE WEALTH MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 16, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Jul 16, 1981

First registration

Dec 31, 1997

Dual registered

yes, broker-dealer

Other names

TOM HOFFMAN|THOMAS ALAN HOFFMAN|THOMAS A HOFFMAN

IAPD individual key

1000278

• Occurred

  Mar 30, 2026
  Advisor changed firm

  Thomas Alan Hoffman left Rba Wealth Management, Llc for Asset One Wealth Management, Llc (registered 2026-04-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:67985a5b-fa71-4e9e-5d5b-1a4d7c638d98

First observed

Dec 31, 1997

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.