DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E• P•••••••••
Latest filing Mar 27, 2026
First filing on the tape Jun 14, 2023 · 14 filings
SEC status approved since Jul 13, 2023
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$237M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$79.8M
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$239M as of Mar 27, 2026
Mar 28, 2024$4.8M then
HNW client RAUM$96.2M as of Mar 27, 2026
Mar 28, 2024$399,200 then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 28, 20243 then
Employees (5.A)9 as of Mar 27, 2026
Mar 28, 20244 then
Private funds: no history
RAUM +79% over the last fiscal yearIARs 4 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $79.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 260derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $134,091derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +79%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +66%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $239MreportedItem 5.I
- Custody
- $33.9M, 51 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$141M59%
- High-net-worth individuals$96.2M40%
- Charitable organizations$2.4M1.0%
- Corporations and businesses$214,1460.1%
- Individual clients
- 730reported
- HNW clients
- 51reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,785reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $33.9M for 51 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••••• A•••••• S•••••• to C•••••••• W••••• G•••• L••Aug 28, 2024 · RIA to a state-registered adviser
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• J•••••• P••• E••••• D••• R•• · Presidentcontrolsince 04/2023 · owns less than 5%
- J••••• R••• R•••••• · Ceocontrolsince 04/2023 · owns less than 5%
- L••••••••• J••••• H••••• · Director Of Investmentscontrolsince 04/2023 · owns less than 5%
- J••••• J•••••• P••• E••••• D••• R•• · Owner, Managing Membercontrolsince 09/2023 · owns 25% to 50% of M••••• C•
- J••••• R••• R•••••• · Owner, Managing Membercontrolsince 09/2023 · owns 50% to 75% of M••••• C•
- A••••• M•••••• R••••••• · Chief Compliance Officersince 04/2023 · owns less than 5%
Entity owners
- E• H•••••••• L•• · Ownerdirect · owns 75% or more
- M••••• C• · Ownerindirect · owns 75% or more of E• H•••••••• L••
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Midvale, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Mar 27, 2026private clients per advisor of 260.3 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 5.8 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 1,069.0 to 1,785.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +5.0% (3687 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 97% percentile
- client count surgeChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 471.0 to 781.0 (+66.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +3.0% (3309 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $133,997,729 to $239,352,615 (+79.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +15.0% (4550 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,069 to 1,785Mar 31, 2025 to Mar 27, 2026
- HNW clients · 42 to 51Mar 31, 2025 to Mar 27, 2026
- Individual clients · 429 to 730Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $6.8M to $33.9MMar 31, 2025 to Mar 27, 2026
- Employees · 8 to 9Mar 31, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $134M to $239MMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $58.3M to $96.2MMar 31, 2025 to Mar 27, 2026
- Individual RAUM · $74.6M to $141MMar 31, 2025 to Mar 27, 2026
- RAUM · $134M to $239MMar 31, 2025 to Mar 27, 2026
- Accounts · 971 to 1,069Nov 4, 2024 to Mar 31, 2025
- HNW clients · 39 to 42Nov 4, 2024 to Mar 31, 2025
- Individual clients · 385 to 429Nov 4, 2024 to Mar 31, 2025
- Assets in custody · $26.8M to $6.8MNov 4, 2024 to Mar 31, 2025
- Employees · 4 to 8Nov 4, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Nov 4, 2024 to Mar 31, 2025
- State-registered IARs · 3 to 4Nov 4, 2024 to Mar 31, 2025
- Discretionary RAUM · $120M to $134MNov 4, 2024 to Mar 31, 2025
- HNW RAUM · $53.3M to $58.3MNov 4, 2024 to Mar 31, 2025
- Individual RAUM · $65.7M to $74.6MNov 4, 2024 to Mar 31, 2025
- RAUM · $120M to $134MNov 4, 2024 to Mar 31, 2025
- Accounts · 102 to 971Aug 15, 2024 to Nov 4, 2024
- HNW clients · 8 to 39Aug 15, 2024 to Nov 4, 2024
- Individual clients · 41 to 385Aug 15, 2024 to Nov 4, 2024
- Assets in custody · unset to 26750194.0Aug 15, 2024 to Nov 4, 2024
- Custody of client assets · false to trueAug 15, 2024 to Nov 4, 2024
- Discretionary RAUM · $4.8M to $120MAug 15, 2024 to Nov 4, 2024
- HNW RAUM · $399,200 to $53.3MAug 15, 2024 to Nov 4, 2024
- Individual RAUM · $4.4M to $65.7MAug 15, 2024 to Nov 4, 2024
- RAUM · $4.8M to $120MAug 15, 2024 to Nov 4, 2024
- Accounts · 0 to 102Dec 8, 2023 to Mar 28, 2024
- Advisory activities · 1 to 3Dec 8, 2023 to Mar 28, 2024
- HNW clients · 0 to 8Dec 8, 2023 to Mar 28, 2024
- Individual clients · 0 to 41Dec 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $0 to $4.8MDec 8, 2023 to Mar 28, 2024
- HNW RAUM · $0 to $399,200Dec 8, 2023 to Mar 28, 2024
- Individual RAUM · $0 to $4.4MDec 8, 2023 to Mar 28, 2024
- RAUM · $0 to $4.8MDec 8, 2023 to Mar 28, 2024
- Advisory employees · 2 to 3Oct 11, 2023 to Dec 8, 2023
- Insurance-licensed employees · 2 to 3Oct 11, 2023 to Dec 8, 2023
Signals
4 dated events
- E• P••••••••• reported RAUM $239.4M, up 79% from $134.0M (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- J••••••• A•••••• S•••••• left E• P••••••••• for C•••••••• W••••• G•••• L•• (registered 2024-10-17)Aug 28, 2024 · Advisor changed firm · fact
- H••••• J•••• L•••••••• (Director Of Investments) appeared on Schedule A of E• P•••••••••Dec 8, 2023 · Control person joined · fact
- E• P••••••••• filed its initial SEC registration (Form ADV)Jun 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@e6portfolios.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 801-545-8706reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- e6portfolios.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-545-8706reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026