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Advisor at TUCKER ASSET MANAGEMENT LLC
GRAND JUNCTION, CO | LITTLETON, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TUCKER ASSET MANAGEMENT LLC | Independent wealth | Feb 20, 2024 | n/a | yes | LITTLETON, CO|GRAND JUNCTION, CO | Current employment |
| WEALTHSOURCE? | Former SEC adviser | Mar 14, 2016 | Jun 7, 2024 | no | GRAND JUNCTION, CO|GRAND JUNCTION, CO | Previous registration |
| AVANT-GARDE ADVISORS LLC | Former SEC adviser | Feb 19, 2015 | Dec 15, 2016 | no | GRAND JUNCTION, CO|CENTENNIAL, CO | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Aug 7, 2014 | Feb 20, 2015 | no | SAN DIEGO, CA|GRAND JUNCTION, CO|NEWPORT BEACH, CA|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSOURCE? | TUCKER ASSET MANAGEMENT LLC | Jun 7, 2024 | Feb 20, 2024 | -108 | Firm change after gap | RIA to RIA |
| AVANT-GARDE ADVISORS LLC | WEALTHSOURCE? | Dec 15, 2016 | Mar 14, 2016 | -276 | Firm change after gap | Other |
| ONEAMERICA SECURITIES, INC. | AVANT-GARDE ADVISORS LLC | Feb 20, 2015 | Feb 19, 2015 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151527:282202:CO:2016-12-15 | Dec 15, 2016 | Mar 14, 2016 | CENTENNIAL, CO | Firm change after gap |