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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Kevin Thompson

Advisor at EDWARD JONES

Boiling Spring Lakes, NC | CALABASH, NC

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Search this name across graphsid dfx:ria:67bc27a3-64a4-c2da-dc37-2cf01c43aa51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 14, 2008
First registration: Jun 24, 2010
Dual registered: yes, broker-dealer
Other names: KEVIN ALLEN THOMPSON|KEVIN THOMPSON
IAPD individual key: 5491076

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Oct 27, 2021	n/a	yes	Boiling Spring Lakes, NC\|CALABASH, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Oct 25, 2021	no	ATLANTA, GA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTE, NC\|WILMINGTON, NC\|WILMINGTON, NC\|LELAND, NC\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	May 1, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|WILMINGTON, NC	Previous registration
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Jan 3, 2014	Feb 28, 2017	no	Wilmington, NC\|WILMINGTON, NC\|GLEN ALLEN, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 31, 2011	Jan 7, 2014	no	WILMINGTON, NC	Previous registration
WADDELL & REED	Former SEC adviser	Jun 24, 2010	Nov 2, 2010	no	WYOMISSING, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	EDWARD JONES	Oct 25, 2021	Oct 27, 2021	2	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
CAPITOL SECURITIES MANAGEMENT, INC.	BB&T INVESTMENT SERVICES, INC.	Feb 28, 2017	May 1, 2017	62	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITOL SECURITIES MANAGEMENT, INC.	Jan 7, 2014	Jan 3, 2014	-4	Firm change	Other
WADDELL & REED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 2, 2010	May 31, 2011	210	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:250:GA:2021-10-25	Oct 25, 2021	Oct 27, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (7)

→ EDWARD JONESRegistered adviserregistration: current employment
Oct 27, 2021 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Oct 25, 2021factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 1, 2017 to Jan 2, 2018factForm ADV
→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 3, 2014 to Feb 28, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 31, 2011 to Jan 7, 2014factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 24, 2010 to Nov 2, 2010factForm ADV

Dated events

No dated event names this entity yet.