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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Jose Ivan Acosta Jordan

Advisor at IPI WEALTH MANAGEMENT, INC.

DECATUR, IL | San Juan, PR

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Search this name across graphsid dfx:ria:67bd5b0f-8e19-c5e8-155d-b83a9b15349c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IPI WEALTH MANAGEMENT, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 8, 1988
First registration: Sep 20, 2010
Dual registered: yes, broker-dealer
Other names: JOSE IVAN ACOSTA_JORDAN|JOSE I ACOSTA|JOSE IVAN ACOSTA
IAPD individual key: 1688356

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IPI WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Aug 17, 2023	n/a	yes	San Juan, PR\|DECATUR, IL	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Aug 20, 2021	Jul 20, 2023	no	San Juan, PR\|FT. LAUDERDALE, FL\|San Juan, PR	Previous registration
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	Independent wealth	Jun 3, 2020	Jun 11, 2021	no	Guaynabo, PR\|FAIRFIELD, CT	Previous registration
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jan 12, 2018	Jun 1, 2020	no	Hato Rey, PR\|FAIR LAWN, NJ	Previous registration
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Feb 3, 2016	Dec 31, 2017	no	San Juan, PR\|FAIR LAWN, NJ	Previous registration
SB ADVISORY, LLC	Independent wealth	Jul 1, 2015	Sep 21, 2015	no	ATLANTA, GA	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Sep 19, 2014	Jul 30, 2015	no	GUAYNABO, PR\|MIAMI, FL\|CONDADO, PR	Previous registration
POPULAR SECURITIES, LLC	Mixed wealth	Sep 6, 2011	Jan 8, 2014	no	SAN JUAN, PR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 20, 2010	Aug 24, 2011	no	GUAYNABO, PR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	IPI WEALTH MANAGEMENT, INC.	Jul 20, 2023	Aug 17, 2023	28	Firm change	Ibd to ibd
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	KOVACK ADVISORS, INC.	Jun 11, 2021	Aug 20, 2021	70	Firm change	RIA to ibd
NPA ASSET MANAGEMENT, LLC	HERBERT J. SIMS CAPITAL MANAGEMENT, INC.	Jun 1, 2020	Jun 3, 2020	2	Firm change	Ibd to RIA
SB ADVISORY, LLC	NPA ASSET MANAGEMENT, LLC	Sep 21, 2015	Feb 3, 2016	135	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	SB ADVISORY, LLC	Jul 30, 2015	Jul 1, 2015	-29	Firm change	Other
POPULAR SECURITIES, LLC	INVESTACORP ADVISORY SERVICES INC	Jan 8, 2014	Sep 19, 2014	254	Firm change	Other
WELLS FARGO ADVISORS	POPULAR SECURITIES, LLC	Aug 24, 2011	Sep 6, 2011	13	Firm change	Other

Relationships

Registered with (8)

→ IPI WEALTH MANAGEMENT, INC.Registered adviserregistration: current employment
Aug 17, 2023 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Aug 20, 2021 to Jul 20, 2023factForm ADV
→ HERBERT J. SIMS CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 3, 2020 to Jun 11, 2021factForm ADV
→ NPA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 12, 2018 to Jun 1, 2020factForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Jul 1, 2015 to Sep 21, 2015factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Sep 19, 2014 to Jul 30, 2015factForm ADV
→ POPULAR SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 6, 2011 to Jan 8, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 20, 2010 to Aug 24, 2011factForm ADV

Dated events

Occurred
Jul 20, 2023
Advisor changed firm
Jose Ivan Acosta Jordan left Kovack Advisors, Inc. for Ipi Wealth Management, Inc. (registered 2023-08-17)
Form ADVobserved 6 days ago