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RIA / WealthAdvisorCertified Financial Planner26 years in industry

CHRISTOPHER ALAN TATE

Advisor at "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

RANCHO SANTA FE, CA

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Search this name across graphsid dfx:ria:67d08963-8a1b-6aae-ea77-2efcb86e24e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 8, 1999
First registration: Jan 31, 2000
Dual registered: no
Other names: CHRISTOPHER A TATE|CHRIS TATE
IAPD individual key: 3241655

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"	Independent wealth	Oct 16, 2012	n/a	yes	RANCHO SANTA FE, CA	Current employment
ADVANCED PRACTICE ADVISORS, LLC	Former SEC adviser	Jun 14, 2010	Sep 4, 2012	no	LA QUINTA, CA	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	May 12, 2009	Dec 3, 2010	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 31, 2000	May 11, 2009	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVANCED PRACTICE ADVISORS, LLC	"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"	Sep 4, 2012	Oct 16, 2012	42	Firm change	Other
CONCERT WEALTH MANAGEMENT	ADVANCED PRACTICE ADVISORS, LLC	Dec 3, 2010	Jun 14, 2010	-172	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CONCERT WEALTH MANAGEMENT	May 11, 2009	May 12, 2009	1	Firm change	Other

Relationships

Registered with (4)

→ "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"Registered adviserregistration: current employment
Oct 16, 2012 to presentfactForm ADV
→ ADVANCED PRACTICE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 14, 2010 to Sep 4, 2012factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 12, 2009 to Dec 3, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 31, 2000 to May 11, 2009factForm ADV

Dated events

No dated event names this entity yet.