DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Alan Tate
"Tate Asset Management" And "Dco Wealth Management"independent RIARancho Santa Fe, CaIA-onlyIAPD 3241655
Certified Financial Planner
Feed of 09/14/2026
Also filed as Christopher A Tate
At current firm
13 y
since Oct 16, 2012
In the industry
26 y
since Nov 8, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- "Tate Asset Management" And "Dco Wealth Management" independent RIA currentsince Oct 16, 2012 · Rancho Santa Fe, Ca
- Advanced Practice Advisors, LLC formerJun 14, 2010 to Sep 4, 2012 · La Quinta, Ca
- Concert Wealth Management formerMay 12, 2009 to Dec 3, 2010 · San Diego, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 31, 2000 to May 11, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Advanced Practice Advisors, LLC to "Tate Asset Management" And "Dco Wealth Management"left Sep 4, 2012, registered Oct 16, 2012 (42 days) · Other
- Concert Wealth Management to Advanced Practice Advisors, LLCleft Dec 3, 2010, registered Jun 14, 2010 (-172 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Concert Wealth Managementleft May 11, 2009, registered May 12, 2009 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address