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Advisor at UBS FINANCIAL SERVICES INC.
WEEHAWKEN, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 4, 2024 | n/a | yes | NEW YORK, NY|WEEHAWKEN, NJ | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 21, 2022 | Aug 23, 2023 | no | Jersey City, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 5, 2018 | Feb 28, 2022 | no | PENNINGTON, NJ|PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 13, 2017 | Jul 6, 2018 | no | SHREWSBURY, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 22, 2014 | Oct 3, 2017 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Aug 23, 2023 | Sep 4, 2024 | 378 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Feb 28, 2022 | Mar 21, 2022 | 21 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 6, 2018 | Jul 5, 2018 | -1 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 3, 2017 | Nov 13, 2017 | 41 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NJ:2022-02-28 | Feb 28, 2022 | Mar 21, 2022 | PENNINGTON, NJ | Firm change |
| 79:7691:NJ:2018-07-06 | Jul 6, 2018 | Jul 5, 2018 | SHREWSBURY, NJ | Firm change |