RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Sep 4, 2024 · New York, Ny
- M••••• S•••••• wirehouseMar 21, 2022 to Aug 23, 2023 · Jersey City, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 5, 2018 to Feb 28, 2022 · Pennington, Nj
- J••• M••••• S••••••••• L•• wirehouseNov 13, 2017 to Jul 6, 2018 · Shrewsbury, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 22, 2014 to Oct 3, 2017 · Pennington, Nj
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Aug 23, 2023, registered Sep 4, 2024 (378 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 28, 2022, registered Mar 21, 2022 (21 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 6, 2018, registered Jul 5, 2018 (-1 days) · Wirehouse to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Oct 3, 2017, registered Nov 13, 2017 (41 days) · Wirehouse to wirehouse
- M•••••• S••••••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2024-09-04)Aug 23, 2023 · Advisor changed firm · fact
- M•••••• S••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-03-21)Feb 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address