DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

CAROL HELEN LARSON

Advisor at LPL FINANCIAL LLC

MARANA, AZ | TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67e30a2d-25f3-5a5b-7e92-bd0055f4fd8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 7, 1984
First registration: Jun 7, 2000
Dual registered: yes, broker-dealer
Other names: CAROL HELEN KROHN|CAROL HELEN EGNER|CAROL HELEN NIENABER
IAPD individual key: 1193766

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 26, 2016	n/a	yes	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|MARANA, AZ\|TUCSON, AZ	Current employment
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Jan 1, 2015	Oct 28, 2016	no	GREEN VALLEY, AZ	Previous registration
VERUS CAPITAL PARTNERS, LLC	Independent wealth	Jul 24, 2014	Dec 31, 2014	no	GREEN VALLEY, AZ	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 1, 2011	Jul 3, 2014	no	HINSDALE, IL\|Bolingbrook, IL\|BOLINGBROOK, IL\|Bolingbrook, IL\|Lemont, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Jun 1, 2011	no	CHICAGO, IL\|BATAVIA, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 7, 2000	Jul 6, 2005	no	BATAVIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VERUS CAPITAL PARTNERS, LLC	LPL FINANCIAL LLC	Oct 28, 2016	Oct 26, 2016	-2	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	VERUS CAPITAL PARTNERS, LLC	Jul 3, 2014	Jul 24, 2014	21	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	Jun 1, 2011	Jun 1, 2011	0	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 26, 2016 to presentfactForm ADV
→ VERUS CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 1, 2015 to Oct 28, 2016factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 1, 2011 to Jul 3, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Jun 1, 2011factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 7, 2000 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.