DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• H•••• L•••••

L•• F•••••••• L••BD affiliatedMarana, Az dual registrantIAPD 1193766

Certified Financial Planner

Feed of 09/15/2026

Also filed as C•••• H•••• Krohn

At current firm

9 y

since Oct 26, 2016

In the industry

42 y

since Feb 7, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 26, 2016 · Tucson, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jan 1, 2015 to Oct 28, 2016 · Green Valley, Az
V•••• C•••••• P•••••••• L•• independent RIA
Jul 24, 2014 to Dec 31, 2014 · Green Valley, Az
U••• B•••••• I••••••••• I••• former
Jun 1, 2011 to Jul 3, 2014 · Hinsdale, Il
C•••• I••••••••• S••••••• C•••• former
Jul 6, 2005 to Jun 1, 2011 · Chicago, Il
B••• O•• S••••••••• C••••••••• unclassified
Jun 7, 2000 to Jul 6, 2005 · Batavia, Il

Moves

a registration end followed by a registration begin elsewhere

V•••• C•••••• P•••••••• L•• to L•• F•••••••• L••
left Oct 28, 2016, registered Oct 26, 2016 (-2 days) · Other
U••• B•••••• I••••••••• I••• to V•••• C•••••• P•••••••• L••
left Jul 3, 2014, registered Jul 24, 2014 (21 days) · Other
C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••
left Jun 1, 2011, registered Jun 1, 2011 (0 days) · Other
B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address