This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=6.0

Regulatory AUM

$1.4BItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.4B

Private client RAUM

$1.3BderivedItem 5.D individuals plus high net worth individuals

Private client share

95%derivedprivate client RAUM over total RAUM

Advisors on IAPD

15

RAUM per advisor

$93.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

22

Advisory employees

10

Offices

2Schedule D 1.F, beyond the principal office

Accounts

4,662

Individual clients

2,163

High net worth clients

2,477

Custody, client assets

$52.9M

SEC number

801-133907

CIK

2111403

CRD

336824

Filings on the tape

6

First filed

Jul 23, 2025

Latest filed

Sep 8, 2026

Organised

Limited Liability Company, DE

Website

laureloakwealth.com

• Occurred

  Jul 29, 2025
  Team lift-out

  11 advisors left Ameriprise Financial Services, LLC (Marlton, NJ) for Laurel Oak Wealth Management, LLC within 9 days

  Form ADVobserved 5 days ago
  11 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:67e640d7-143f-96ba-985a-adc6226375d5

First observed

Jul 23, 2025

Last observed

Sep 8, 2026 12 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.