This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LAUREL OAK WEALTH MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 27, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

14

Exams

S66

First exam

Jun 27, 2008

First registration

Jul 7, 2008

Dual registered

yes, broker-dealer

Other names

GREG ROSEN|GREG M ROSEN|Greg Marc Rosen

IAPD individual key

5421876

• Occurred

  Aug 7, 2025
  Advisor changed firm

  Greg M Rosen left Ameriprise Financial Services, Llc for Laurel Oak Wealth Management, Llc (registered 2025-07-23)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:15e57790-4b2f-4baf-f87e-4423a30faee4

First observed

Jul 7, 2008

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.