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Advisor at SMALLWOOD WEALTH MANAGEMENT
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SMALLWOOD WEALTH MANAGEMENT | Independent wealth | Jan 7, 2026 | n/a | yes | RED BANK, NJ | Current employment |
| RJL FINANCIAL GROUP | n/a | Apr 19, 2017 | Jan 7, 2019 | no | RIDGEWOOD, NJ | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Feb 10, 2016 | Jul 11, 2017 | no | Ridgewood, NJ|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RJL FINANCIAL GROUP | SMALLWOOD WEALTH MANAGEMENT | Jan 7, 2019 | Jan 7, 2026 | 2,557 | Firm change after gap | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | RJL FINANCIAL GROUP | Jul 11, 2017 | Apr 19, 2017 | -83 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:287981:FL:2017-07-11 | Jul 11, 2017 | Apr 19, 2017 | SARASOTA, FL | Firm change after gap |