RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• A• F••••
- S•••••••• W••••• M••••••••• independent RIA currentsince Jan 7, 2026 · Red Bank, Nj
- R•• F•••••••• G•••• unclassifiedApr 19, 2017 to Jan 7, 2019 · Ridgewood, Nj
- G••••• F•••••••• P•••••• C••••••• I••• formerFeb 10, 2016 to Jul 11, 2017 · Ridgewood, Nj
- R•• F•••••••• G•••• to S•••••••• W••••• M•••••••••left Jan 7, 2019, registered Jan 7, 2026 (2557 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to R•• F•••••••• G••••left Jul 11, 2017, registered Apr 19, 2017 (-83 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address