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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

OFS CLO MANAGEMENT II, LLC

CRD 323411

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67f9a3b5-28a3-d142-80ab-1a3bf1ff0ad6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 2
On other graphs: 0
Observed: Oct 14, 2022 to Mar 31, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47
Advisory employees: 23
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 5Schedule D 7.B(1)
Custody, client assets: $41.1M
Relying advisers: 1
SEC number: 801-126883
CIK: 1975771
CRD: 323411
Filings on the tape: 10
First filed: Oct 14, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: ofsmanagement.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OFSI BSL XII CLO, LTD.	Securitized Asset Fund	$301M	May 22, 2024	0	Mar 31, 2023	reported	n/a
OFSI BSL XIII CLO, LTD	Securitized Asset Fund	$0	May 22, 2024	0	May 3, 2024	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CERNY, JEFFREY, ALAN	SENIOR MANAGING DIRECTOR	Na	yes	09/2022	Oct 14, 2022	May 22, 2024
OFS FUNDING I, LLC	MANAGING MEMBER	E	yes	09/2022	Oct 14, 2022	May 22, 2024
OI3, LLC	Owner	E	yes	06/2023	Mar 29, 2024	May 22, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC	MEMBER/MANAGER	E	yes	12/2022	Mar 31, 2023	May 22, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC	MEMBER/MANAGER	E	yes	12/2009	Oct 14, 2022	May 22, 2024
ORCHARD FIRST SOURCE CAPITAL, INC.	Manager	F	yes	12/2009	Oct 14, 2022	May 22, 2024
ORCHARD INVESTMENTS II, LLC	Member	D	yes	12/2022	Oct 14, 2022	May 22, 2024
ORCHARD INVESTMENTS, LLC	Owner	E	yes	12/2022	Oct 14, 2022	May 22, 2024
PORTER, MUKYA, SUE DENISE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Oct 14, 2022	May 22, 2024
RASHID, BILAL, (NMN)	PRESIDENT & SENIOR MANAGING DIRECTOR	Na	yes	09/2022	Oct 14, 2022	May 22, 2024
REICHERT, TOD, KEVIN	MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER & SECRETARY	Na	yes	09/2022	Oct 14, 2022	May 22, 2024
RESSLER, RICHARD, SCOTT	Trustee	F	yes	09/2021	Oct 14, 2022	May 22, 2024
THE OI3 2019 TRUST	Owner	E	yes	06/2023	Oct 14, 2022	May 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIM CAPITAL, LLC	n/a	Asset manager	$2.7B	N	yes	n/a
OFS CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$1.8B	N	yes	n/a
CIM CAPITAL IC MANAGEMENT, LLC	n/a	Asset manager	$1.1B	N	yes	n/a
OFS CLO MANAGEMENT, LLC	n/a	Asset manager	$744M	N	yes	n/a
CIM CAPITAL SA MANAGEMENT, LLC	n/a	Asset manager	$134M	N	yes	n/a
432 PARK MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
4750 CO-INVESTOR, LLC	n/a	n/a	n/a	N	yes	n/a
CCLA SMA I OPERATOR, LTD	n/a	n/a	n/a	N	yes	n/a
CCO CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a
CCO GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL SECURITIES MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
CIM GROUP MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP, LP	n/a	n/a	n/a	N	yes	n/a
CIM IL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND II-A GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND III GP (LUX), S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND III GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE II GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM JAPAN, LTD	n/a	n/a	n/a	N	yes	n/a
CIM MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
CIM MD MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM NY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE FINANCE MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
CIM TX MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM VA MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CREI ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
OCV I GP, LLC	n/a	n/a	n/a	N	yes	n/a
OCV MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	11	yes
LOS ANGELES	CA	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.3B	$1.3B	47	23	2	5	n/a
2024	Apr 8, 2025	$1.1B	$1.1B	50	23	2	4	n/a
2023	Mar 29, 2024	$304M	$304M	53	25	2	1	$301M
2022	Mar 31, 2023	$298M	$298M	50	24	2	1	$298M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.1B	20.4%	$298M	63.7%	47	50	2	2

Relationships

Affiliated with (7)

→ OFS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OFS CLO MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL IC MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CIM CAPITAL SA MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CLO MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ OFSI BSL XII CLO, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ OFSI BSL XIII CLO, LTDPrivate fundSecuritized Asset Fund, IA
May 3, 2024 to presentfactForm ADV

Controls (12)

← RESSLER, RICHARD, SCOTTOwnerTRUSTEE, ownership code F, individual
Oct 14, 2022 to May 22, 2024factForm ADV
← RASHID, BILAL, (NMN)OwnerPRESIDENT & SENIOR MANAGING DIRECTOR, ownership code NA, individual
Oct 14, 2022 to May 22, 2024factForm ADV
← PORTER, MUKYA, SUE DENISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 14, 2022 to May 22, 2024factForm ADV
← CERNY, JEFFREY, ALANOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Oct 14, 2022 to May 22, 2024factForm ADV
← REICHERT, TOD, KEVINOwnerMANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER & SECRETARY, ownership code NA, individual
Oct 14, 2022 to May 22, 2024factForm ADV
← OFS FUNDING I, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 14, 2022 to May 22, 2024factForm ADV
← OI3, LLCOwnerOWNER, ownership code E, domestic entity
Mar 29, 2024 to May 22, 2024factForm ADV
← ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLCOwnerMEMBER/MANAGER, ownership code E, domestic entity
Mar 31, 2023 to May 22, 2024factForm ADV
← ORCHARD FIRST SOURCE CAPITAL, INC.OwnerMANAGER, ownership code F, domestic entity
Oct 14, 2022 to May 22, 2024factForm ADV
← ORCHARD INVESTMENTS II, LLCOwnerMEMBER, ownership code D, domestic entity
Oct 14, 2022 to May 22, 2024factForm ADV
← ORCHARD INVESTMENTS, LLCOwnerOWNER, ownership code E, domestic entity
Oct 14, 2022 to May 22, 2024factForm ADV
← THE OI3 2019 TRUSTOwnerOWNER, ownership code E, domestic entity
Oct 14, 2022 to May 22, 2024factForm ADV

Dated events

Occurred
Apr 8, 2025
Regulatory AUM changed
Ofs Clo Management Ii, Llc reported RAUM $1.1B, up 258% from $303.5M (2024-05-22 to 2025-04-08)
Form ADVobserved 5 days ago
$782M
Occurred
Oct 14, 2022
First Form ADV filing
Ofs Clo Management Ii, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67f9a3b5-28a3-d142-80ab-1a3bf1ff0ad6
First observed: Oct 14, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OFS CLO MANAGEMENT II, LLC

CRD 323411

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67f9a3b5-28a3-d142-80ab-1a3bf1ff0ad6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OFSI BSL XII CLO, LTD.

Securitized Asset Fund

$301M

May 22, 2024

Mar 31, 2023

reported

n/a

OFSI BSL XIII CLO, LTD

Securitized Asset Fund

May 22, 2024

May 3, 2024

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CERNY, JEFFREY, ALAN

SENIOR MANAGING DIRECTOR

yes

09/2022

Oct 14, 2022

May 22, 2024

OFS FUNDING I, LLC

MANAGING MEMBER

yes

09/2022

Oct 14, 2022

May 22, 2024

OI3, LLC

Owner

yes

06/2023

Mar 29, 2024

May 22, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC

MEMBER/MANAGER

yes

12/2022

Mar 31, 2023

May 22, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC

MEMBER/MANAGER

yes

12/2009

Oct 14, 2022

May 22, 2024

ORCHARD FIRST SOURCE CAPITAL, INC.

Manager

yes

12/2009

Oct 14, 2022

May 22, 2024

ORCHARD INVESTMENTS II, LLC

Member

yes

12/2022

Oct 14, 2022

May 22, 2024

ORCHARD INVESTMENTS, LLC

Owner

yes

12/2022

Oct 14, 2022

May 22, 2024

PORTER, MUKYA, SUE DENISE

CHIEF COMPLIANCE OFFICER

yes

09/2022

Oct 14, 2022

May 22, 2024

RASHID, BILAL, (NMN)

PRESIDENT & SENIOR MANAGING DIRECTOR

yes

09/2022

Oct 14, 2022

May 22, 2024

REICHERT, TOD, KEVIN

MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER & SECRETARY

yes

09/2022

Oct 14, 2022

May 22, 2024

RESSLER, RICHARD, SCOTT

Trustee

yes

09/2021

Oct 14, 2022

May 22, 2024

THE OI3 2019 TRUST

Owner

yes

06/2023

Oct 14, 2022

May 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIM CAPITAL, LLC

n/a

Asset manager

$2.7B

yes

n/a

OFS CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$1.8B

yes

n/a

CIM CAPITAL IC MANAGEMENT, LLC

n/a

Asset manager

$1.1B

yes

n/a

OFS CLO MANAGEMENT, LLC

n/a

Asset manager

$744M

yes

n/a

CIM CAPITAL SA MANAGEMENT, LLC

n/a

Asset manager

$134M

yes

n/a

432 PARK MANAGEMENT, LLC

n/a

yes

n/a

4750 CO-INVESTOR, LLC

n/a

yes

n/a

CCLA SMA I OPERATOR, LTD

n/a

yes

n/a

CCO CAPITAL, LLC

n/a

yes

n/a

CCO GROUP, LLC

n/a

yes

n/a

CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL SECURITIES MANAGEMENT, LLC

n/a

yes

n/a

CIM CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP (AUSTRALIA) PTY LTD

n/a

yes

n/a

CIM GROUP MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP, LP

n/a

yes

n/a

CIM IL MANAGEMENT, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE FUND II-A GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE FUND III GP (LUX), S.A.R.L.

n/a

yes

n/a

CIM INFRASTRUCTURE FUND III GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE II GP, LLC

n/a

yes

n/a

CIM JAPAN, LTD

n/a

yes

n/a

CIM MANAGEMENT, INC.

n/a

yes

n/a

CIM MD MANAGEMENT, LLC

n/a

yes

n/a

CIM NY MANAGEMENT, LLC

n/a

yes

n/a

CIM RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE FINANCE MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE SERVICES, LLC

n/a

yes

n/a

CIM TX MANAGEMENT, LLC

n/a

yes

n/a

CIM VA MANAGEMENT, LLC

n/a

yes

n/a

CREI ADVISORS, LLC

n/a

yes

n/a

OCV I GP, LLC

n/a

yes

n/a

OCV MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

LOS ANGELES

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.3B

n/a

2024

Apr 8, 2025

$1.1B

n/a

2023

Mar 29, 2024

$304M

$301M

2022

Mar 31, 2023

$298M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.1B

20.4%

$298M

63.7%