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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OFS CLO MANAGEMENT, LLC

CRD 288373

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28985c06-c30d-672b-7a7f-e5bcba137b99

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 6
On other graphs: 0
Observed: May 19, 2017 to Mar 31, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $744MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $744M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47
Advisory employees: 23
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 4Schedule D 7.B(1)
SEC number: 801-110675
CIK: 1738658
CRD: 288373
Filings on the tape: 18
First filed: May 19, 2017
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	First reported	Status	Form D file
OFSI BSL IX, LTD	Securitized Asset Fund	$375M	Mar 29, 2024	Mar 29, 2019	reported	n/a
OFSI BSL X, LTD	Securitized Asset Fund	$312M	Mar 29, 2024	Mar 31, 2021	reported	n/a
OFSI BSL CLO XI, LTD.	Securitized Asset Fund	$300M	Mar 29, 2024	Mar 31, 2023	reported	n/a
OFSI BSL VIII, LTD	Securitized Asset Fund	$169M	Mar 29, 2024	Mar 30, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CERNY, JEFFREY, ALAN	SENIOR MANAGING DIRECTOR	Na	yes	12/2016	May 19, 2017	Mar 29, 2024
OFS FUNDING I, LLC	MANAGING MEMBER	E	yes	12/2016	May 19, 2017	Mar 29, 2024
OI3, LLC	Owner	E	yes	06/2023	Jan 29, 2020	Mar 29, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC	MEMBER/MANAGER	E	yes	12/2022	Mar 31, 2023	Mar 29, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC	MEMBER/MANAGER	E	yes	12/2009	May 19, 2017	Mar 29, 2024
ORCHARD FIRST SOURCE CAPITAL, INC.	Manager	F	yes	12/2009	May 19, 2017	Mar 29, 2024
ORCHARD INVESTMENTS II, LLC	OWNER/MANAGING MEMBER	D	yes	12/2022	May 19, 2017	Mar 29, 2024
ORCHARD INVESTMENTS, LLC	Owner	E	yes	09/2021	Mar 31, 2022	Mar 29, 2024
PORTER, MUKYA, SUE DENISE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2017	May 19, 2017	Mar 29, 2024
RASHID, BILAL, (NMN)	PRESIDENT & SENIOR MANAGING DIRECTOR	Na	yes	12/2016	May 19, 2017	Mar 29, 2024
REICHERT, TOD, KEVIN	MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICERS & SECRETARY	Na	yes	12/2016	May 19, 2017	Mar 29, 2024
RESSLER, RICHARD, SCOTT	Trustee	F	yes	01/2020	May 19, 2017	Mar 29, 2024
THE OI3 2019 TRUST	Owner	E	yes	06/2023	Feb 3, 2020	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIM CAPITAL, LLC	n/a	Asset manager	$2.7B	N	yes	n/a
OFS CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$1.8B	N	yes	n/a
OFS CLO MANAGEMENT II, LLC	n/a	Asset manager	$1.3B	N	yes	n/a
CIM CAPITAL IC MANAGEMENT, LLC	n/a	Asset manager	$1.1B	N	yes	n/a
CIM CAPITAL SA MANAGEMENT, LLC	n/a	Asset manager	$134M	N	yes	n/a
432 PARK MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
4750 CO-INVESTOR, LLC	n/a	n/a	n/a	N	yes	n/a
CCLA SMA I OPERATOR, LTD	n/a	n/a	n/a	N	yes	n/a
CCO CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a
CCO GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL SECURITIES MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
CIM GROUP MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP, LP	n/a	n/a	n/a	N	yes	n/a
CIM IL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND II-A GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND III GP (LUX), S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND III GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE II GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM JAPAN, LTD	n/a	n/a	n/a	N	yes	n/a
CIM MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
CIM MD MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM NY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE FINANCE MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
CIM TX MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM VA MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CREI ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
OCV I GP, LLC	n/a	n/a	n/a	N	yes	n/a
OCV MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	11	yes
LOS ANGELES	CA	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$744M	$744M	47	23	2	4	n/a
2024	Apr 8, 2025	$889M	$889M	50	23	2	4	n/a
2023	Mar 29, 2024	$1.2B	$1.2B	53	25	2	4	$1.2B
2022	Mar 31, 2023	$1.4B	$1.4B	50	24	2	4	$1.3B
2021	Mar 31, 2022	$1.2B	$1.2B	50	24	2	3	$1.1B
2020	Mar 31, 2021	$928M	$928M	48	24	2	3	$881M
2019	Mar 30, 2020	$847M	$847M	44	24	2	2	$837M
2018	Mar 29, 2019	$1.0B	$1.0B	48	25	2	2	$800M
2017	Mar 30, 2018	$465M	$465M	43	22	2	1	$400M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$744M	$889M	-16.3%	$1.4B	-18.3%	47	50	2	2

Relationships

Affiliated with (10)

← CIM CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CIM CAPITAL IC MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CIM CAPITAL SA MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OFS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL IC MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CIM CAPITAL SA MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OFS CLO MANAGEMENT II, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CLO MANAGEMENT II, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ OFSI BSL CLO XI, LTD.Private fundSecuritized Asset Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ OFSI BSL IX, LTDPrivate fundSecuritized Asset Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ OFSI BSL X, LTDPrivate fundSecuritized Asset Fund, IA
Mar 31, 2021 to presentfactForm ADV
→ OFSI BSL VIII, LTDPrivate fundSecuritized Asset Fund, IA
Mar 30, 2018 to presentfactForm ADV

Controls (12)

← ORCHARD INVESTMENTS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 31, 2022 to Mar 29, 2024factForm ADV
← THE OI3 2019 TRUSTOwnerOWNER, ownership code E, domestic entity
Feb 3, 2020 to Mar 29, 2024factForm ADV
← RESSLER, RICHARD, SCOTTOwnerTRUSTEE, ownership code F, individual
May 19, 2017 to Mar 29, 2024factForm ADV
← RASHID, BILAL, (NMN)OwnerPRESIDENT & SENIOR MANAGING DIRECTOR, ownership code NA, individual
May 19, 2017 to Mar 29, 2024factForm ADV
← PORTER, MUKYA, SUE DENISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 19, 2017 to Mar 29, 2024factForm ADV
← CERNY, JEFFREY, ALANOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
May 19, 2017 to Mar 29, 2024factForm ADV
← REICHERT, TOD, KEVINOwnerMANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICERS & SECRETARY, ownership code NA, individual
May 19, 2017 to Mar 29, 2024factForm ADV
← OFS FUNDING I, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
May 19, 2017 to Mar 29, 2024factForm ADV
← OI3, LLCOwnerOWNER, ownership code E, domestic entity
Jan 29, 2020 to Mar 29, 2024factForm ADV
← ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLCOwnerMEMBER/MANAGER, ownership code E, domestic entity
Mar 31, 2023 to Mar 29, 2024factForm ADV
← ORCHARD FIRST SOURCE CAPITAL, INC.OwnerMANAGER, ownership code F, domestic entity
May 19, 2017 to Mar 29, 2024factForm ADV
← ORCHARD INVESTMENTS II, LLCOwnerOWNER/MANAGING MEMBER, ownership code D, domestic entity
May 19, 2017 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2022
Regulatory AUM changed
Ofs Clo Management, Llc reported RAUM $1.2B, up 31% from $927.7M (2021-03-31 to 2022-03-31)
Form ADVobserved 4 days ago
$285M
Occurred
Jan 31, 2020
Control person joined
Scott Richard Ressler (Trustor And Trustee) appeared on Schedule A of Ofs Clo Management, Llc
Form ADVobserved 4 days ago
Occurred
Jan 29, 2020
Control person left
Steven Mark Hauser (Senior Managing Director) no longer on Schedule A of Ofs Clo Management, Llc (listed 2020-01-10, absent 2020-01-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Ofs Clo Management, Llc reported RAUM $1.0B, up 121% from $464.6M (2018-03-30 to 2019-03-29)
Form ADVobserved 4 days ago
$562M
Occurred
Mar 30, 2018
Regulatory AUM changed
Ofs Clo Management, Llc reported RAUM $464.6M, up 469% from $81.7M (2018-01-16 to 2018-03-30)
Form ADVobserved 4 days ago
$383M
Occurred
May 19, 2017
First Form ADV filing
Ofs Clo Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:28985c06-c30d-672b-7a7f-e5bcba137b99
First observed: May 19, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OFS CLO MANAGEMENT, LLC

CRD 288373

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:28985c06-c30d-672b-7a7f-e5bcba137b99

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OFSI BSL IX, LTD

Securitized Asset Fund

$375M

Mar 29, 2024

Mar 29, 2019

reported

n/a

OFSI BSL X, LTD

Securitized Asset Fund

$312M

Mar 29, 2024

Mar 31, 2021

reported

n/a

OFSI BSL CLO XI, LTD.

Securitized Asset Fund

$300M

Mar 29, 2024

Mar 31, 2023

reported

n/a

OFSI BSL VIII, LTD

Securitized Asset Fund

$169M

Mar 29, 2024

Mar 30, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CERNY, JEFFREY, ALAN

SENIOR MANAGING DIRECTOR

yes

12/2016

May 19, 2017

Mar 29, 2024

OFS FUNDING I, LLC

MANAGING MEMBER

yes

12/2016

May 19, 2017

Mar 29, 2024

OI3, LLC

Owner

yes

06/2023

Jan 29, 2020

Mar 29, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC

MEMBER/MANAGER

yes

12/2022

Mar 31, 2023

Mar 29, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC

MEMBER/MANAGER

yes

12/2009

May 19, 2017

Mar 29, 2024

ORCHARD FIRST SOURCE CAPITAL, INC.

Manager

yes

12/2009

May 19, 2017

Mar 29, 2024

ORCHARD INVESTMENTS II, LLC

OWNER/MANAGING MEMBER

yes

12/2022

May 19, 2017

Mar 29, 2024

ORCHARD INVESTMENTS, LLC

Owner

yes

09/2021

Mar 31, 2022

Mar 29, 2024

PORTER, MUKYA, SUE DENISE

CHIEF COMPLIANCE OFFICER

yes

05/2017

May 19, 2017

Mar 29, 2024

RASHID, BILAL, (NMN)

PRESIDENT & SENIOR MANAGING DIRECTOR

yes

12/2016

May 19, 2017

Mar 29, 2024

REICHERT, TOD, KEVIN

MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICERS & SECRETARY

yes

12/2016

May 19, 2017

Mar 29, 2024

RESSLER, RICHARD, SCOTT

Trustee

yes

01/2020

May 19, 2017

Mar 29, 2024

THE OI3 2019 TRUST

Owner

yes

06/2023

Feb 3, 2020

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIM CAPITAL, LLC

n/a

Asset manager

$2.7B

yes

n/a

OFS CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$1.8B

yes

n/a

OFS CLO MANAGEMENT II, LLC

n/a

Asset manager

$1.3B

yes

n/a

CIM CAPITAL IC MANAGEMENT, LLC

n/a

Asset manager

$1.1B

yes

n/a

CIM CAPITAL SA MANAGEMENT, LLC

n/a

Asset manager

$134M

yes

n/a

432 PARK MANAGEMENT, LLC

n/a

yes

n/a

4750 CO-INVESTOR, LLC

n/a

yes

n/a

CCLA SMA I OPERATOR, LTD

n/a

yes

n/a

CCO CAPITAL, LLC

n/a

yes

n/a

CCO GROUP, LLC

n/a

yes

n/a

CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL SECURITIES MANAGEMENT, LLC

n/a

yes

n/a

CIM CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP (AUSTRALIA) PTY LTD

n/a

yes

n/a

CIM GROUP MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP, LP

n/a

yes

n/a

CIM IL MANAGEMENT, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE FUND II-A GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE FUND III GP (LUX), S.A.R.L.

n/a

yes

n/a

CIM INFRASTRUCTURE FUND III GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE II GP, LLC

n/a

yes

n/a

CIM JAPAN, LTD

n/a

yes

n/a

CIM MANAGEMENT, INC.

n/a

yes

n/a

CIM MD MANAGEMENT, LLC

n/a

yes

n/a

CIM NY MANAGEMENT, LLC

n/a

yes

n/a

CIM RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE FINANCE MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE SERVICES, LLC

n/a

yes

n/a

CIM TX MANAGEMENT, LLC

n/a

yes

n/a

CIM VA MANAGEMENT, LLC

n/a

yes

n/a

CREI ADVISORS, LLC

n/a

yes

n/a

OCV I GP, LLC

n/a

yes

n/a

OCV MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

LOS ANGELES

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$744M

n/a

2024

Apr 8, 2025

$889M

n/a

2023

Mar 29, 2024

$1.2B

2022

Mar 31, 2023

$1.4B

$1.3B

2021

Mar 31, 2022

$1.2B

$1.1B

2020

Mar 31, 2021

$928M

$881M

2019

Mar 30, 2020

$847M

$837M

2018

Mar 29, 2019

$1.0B

$800M

2017

Mar 30, 2018

$465M

$400M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$744M

$889M

-16.3%

$1.4B

-18.3%