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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

OFS CAPITAL MANAGEMENT, LLC

CRD 153533

CHICAGO, IL

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Search this name across graphsid dfx:ria:525b491e-6521-7989-2f1b-bb57f675943b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 4
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

OFS Capital Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $1.8BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 47
Advisory employees: 23
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 13
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-71366
CIK: 1525378
CRD: 153533
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: ofsmanagement.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OFSI FUND III, LTD.	Securitized Asset Fund	$120M	Sep 30, 2016	0	Mar 30, 2012	dropped	n/a
OFS FUNDING I, LLC	Hedge Fund	$69.5M	Oct 21, 2013	1	Mar 30, 2012	dropped	n/a
OFS CAPITAL, LLC	Private Equity Fund	$60.9M	Mar 30, 2012	1	Mar 30, 2012	dropped	n/a
OFSI FUND VII, LTD.	Securitized Asset Fund	$739,287	Nov 4, 2022	0	Mar 31, 2015	dropped	n/a
OFSI FUND V, LTD.	Securitized Asset Fund	$599,196	Nov 4, 2022	0	Mar 31, 2014	dropped	n/a
OFSI FUND VI, LTD.	Securitized Asset Fund	$50,000	Nov 4, 2022	0	Mar 31, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CERNY, JEFFREY, ALAN	CHIEF ACCOUNTING OFFICER/SENIOR MANAGING DIRECTOR	Na	yes	10/2021	Mar 30, 2012	Mar 29, 2024
OI3, LLC	100% OF COMMON INTERESTS	E	yes	06/2023	Jan 29, 2020	Mar 29, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC	MEMBER/MANAGER	E	yes	12/2022	Mar 31, 2023	Mar 29, 2024
ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC	SOLE MEMBER/MANAGER	E	yes	03/2010	Mar 30, 2012	Mar 29, 2024
ORCHARD FIRST SOURCE CAPITAL, INC.	Manager	F	yes	12/2009	Jan 13, 2017	Mar 29, 2024
ORCHARD INVESTMENTS II, LLC	Member	D	yes	12/2022	Mar 30, 2012	Mar 29, 2024
ORCHARD INVESTMENTS, LLC	Owner	E	yes	12/2022	Mar 31, 2022	Mar 29, 2024
PORTER, MUKYA, SUE DENISE	CHIEF COMPLIANCE OFFICER	Na	yes	05/2017	Jun 7, 2017	Mar 29, 2024
RASHID, BILAL, (NMN)	PRESIDENT/SENIOR MANAGING DIRECTOR	Na	yes	03/2010	Mar 30, 2012	Mar 29, 2024
REICHERT, TOD, KEVIN	MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY	Na	yes	09/2016	Mar 31, 2017	Mar 29, 2024
RESSLER, RICHARD, SCOTT	Trustee	F	yes	01/2020	Mar 30, 2012	Mar 29, 2024
THE OI3 2019 TRUST	Member	E	yes	09/2021	Feb 3, 2020	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIM CAPITAL, LLC	n/a	Asset manager	$2.7B	N	yes	n/a
OFS CLO MANAGEMENT II, LLC	n/a	Asset manager	$1.3B	N	yes	n/a
CIM CAPITAL IC MANAGEMENT, LLC	n/a	Asset manager	$1.1B	N	yes	n/a
OFS CLO MANAGEMENT, LLC	n/a	Asset manager	$744M	N	yes	n/a
CIM CAPITAL SA MANAGEMENT, LLC	n/a	Asset manager	$134M	N	yes	n/a
432 PARK MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
4750 CO-INVESTOR, LLC	n/a	n/a	n/a	N	yes	n/a
CCLA SMA I OPERATOR, LTD	n/a	n/a	n/a	N	yes	n/a
CCO CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a
CCO GROUP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CAPITAL SECURITIES MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM CONTROLLED COMPANY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP (AUSTRALIA) PTY LTD	n/a	n/a	n/a	N	yes	n/a
CIM GROUP MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM GROUP, LP	n/a	n/a	n/a	N	yes	n/a
CIM IL MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE FUND III GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE II GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE II-A GP, LLC	n/a	n/a	n/a	N	yes	n/a
CIM INFRASTRUCTURE III GP (LUX), S.A R.L.	n/a	n/a	n/a	N	yes	n/a
CIM JAPAN, LTD	n/a	n/a	n/a	N	yes	n/a
CIM MANAGEMENT, INC.	n/a	n/a	n/a	N	yes	n/a
CIM MD MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM NY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM RE DEBT MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE FINANCE MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM REAL ESTATE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
CIM TX MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CIM VA MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
CREI ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
OCV I GP, LLC	n/a	n/a	n/a	N	yes	n/a
OCV MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	11	yes
LOS ANGELES	CA	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$1.8B	$1.8B	47	23	2	n/a	n/a
2024	Apr 8, 2025	$1.9B	$1.9B	50	23	2	n/a	n/a
2023	Mar 29, 2024	$2.5B	$2.5B	53	25	2	n/a	n/a
2022	Mar 31, 2023	$2.5B	$2.5B	50	24	2	n/a	n/a
2021	Mar 31, 2022	$1.7B	$1.7B	50	24	2	3	$1.4M
2020	Mar 31, 2021	$1.3B	$1.3B	48	22	2	3	$63.6M
2019	Mar 30, 2020	$1.3B	$1.2B	44	24	2	3	$434M
2018	Mar 29, 2019	$1.3B	$1.3B	48	26	2	3	$738M
2017	Mar 30, 2018	$1.4B	$1.4B	43	22	2	3	$1.0B
2016	Mar 31, 2017	$1.5B	$1.5B	44	22	n/a	4	$1.2B
2015	Mar 30, 2016	$1.9B	$1.7B	37	23	n/a	4	$1.3B
2014	Mar 31, 2015	$1.8B	$1.8B	35	23	n/a	4	$1.3B
2013	Mar 31, 2014	$1.1B	$1.1B	40	21	n/a	2	$665M
2012	Apr 1, 2013	$815M	$815M	27	15	n/a	2	$529M
2011	Mar 30, 2012	$646M	$646M	n/a	n/a	n/a	3	$641M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.8B	$1.9B	-8.5%	$2.5B	-10.8%	47	50	2	2

Relationships

Affiliated with (10)

← CIM CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CIM CAPITAL IC MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CIM CAPITAL SA MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OFS CLO MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CIM CAPITAL IC MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CIM CAPITAL SA MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ OFS CLO MANAGEMENT II, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CLO MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← OFS CLO MANAGEMENT II, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← RESSLER, RICHARD, SCOTTOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← RASHID, BILAL, (NMN)OwnerPRESIDENT/SENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← PORTER, MUKYA, SUE DENISEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 7, 2017 to Mar 29, 2024factForm ADV
← CERNY, JEFFREY, ALANOwnerCHIEF ACCOUNTING OFFICER/SENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to Mar 29, 2024factForm ADV
← REICHERT, TOD, KEVINOwnerMANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY, ownership code NA, individual
Mar 31, 2017 to Mar 29, 2024factForm ADV
← OI3, LLCOwner100% OF COMMON INTERESTS, ownership code E, domestic entity
Jan 29, 2020 to Mar 29, 2024factForm ADV
← ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLCOwnerMEMBER/MANAGER, ownership code E, domestic entity
Mar 31, 2023 to Mar 29, 2024factForm ADV
← ORCHARD FIRST SOURCE CAPITAL, INC.OwnerMANAGER, ownership code F, domestic entity
Jan 13, 2017 to Mar 29, 2024factForm ADV
← ORCHARD INVESTMENTS II, LLCOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to Mar 29, 2024factForm ADV
← ORCHARD INVESTMENTS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 31, 2022 to Mar 29, 2024factForm ADV
← THE OI3 2019 TRUSTOwnerMEMBER, ownership code E, domestic entity
Feb 3, 2020 to Mar 29, 2024factForm ADV

Advises (6)

→ OFSI FUND V, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 31, 2014 to Nov 4, 2022factForm ADV
→ OFSI FUND VII, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 31, 2015 to Nov 4, 2022factForm ADV
→ OFSI FUND VI, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 31, 2015 to Nov 4, 2022factForm ADV
→ OFSI FUND III, LTD.Private fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Sep 30, 2016factForm ADV
→ OFS FUNDING I, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Oct 21, 2013factForm ADV
→ OFS CAPITAL, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2012factForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Ofs Capital Management, Llc reported RAUM $2.5B, up 42% from $1.7B (2022-11-04 to 2023-03-31)
Form ADVobserved 6 days ago
$735M
Occurred
Mar 31, 2022
Regulatory AUM changed
Ofs Capital Management, Llc reported RAUM $1.7B, up 36% from $1.3B (2021-03-31 to 2022-03-31)
Form ADVobserved 6 days ago
$460M
Occurred
Jan 31, 2020
Control person joined
Scott Richard Ressler (Trustor And Trustee) appeared on Schedule A of Ofs Capital Management, Llc
Form ADVobserved 6 days ago
Occurred
Jan 29, 2020
Control person left
Steven Mark Hauser (Senior Managing Director) no longer on Schedule A of Ofs Capital Management, Llc (listed 2020-01-10, absent 2020-01-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:525b491e-6521-7989-2f1b-bb57f675943b
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OFS CAPITAL MANAGEMENT, LLC

CRD 153533

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:525b491e-6521-7989-2f1b-bb57f675943b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OFSI FUND III, LTD.

Securitized Asset Fund

$120M

Sep 30, 2016

Mar 30, 2012

dropped

n/a

OFS FUNDING I, LLC

Hedge Fund

$69.5M

Oct 21, 2013

Mar 30, 2012

dropped

n/a

OFS CAPITAL, LLC

Private Equity Fund

$60.9M

Mar 30, 2012

dropped

n/a

OFSI FUND VII, LTD.

Securitized Asset Fund

$739,287

Nov 4, 2022

Mar 31, 2015

dropped

n/a

OFSI FUND V, LTD.

Securitized Asset Fund

$599,196

Nov 4, 2022

Mar 31, 2014

dropped

n/a

OFSI FUND VI, LTD.

Securitized Asset Fund

$50,000

Nov 4, 2022

Mar 31, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CERNY, JEFFREY, ALAN

CHIEF ACCOUNTING OFFICER/SENIOR MANAGING DIRECTOR

yes

10/2021

Mar 30, 2012

Mar 29, 2024

OI3, LLC

100% OF COMMON INTERESTS

yes

06/2023

Jan 29, 2020

Mar 29, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT HOLDINGS, LLC

MEMBER/MANAGER

yes

12/2022

Mar 31, 2023

Mar 29, 2024

ORCHARD FIRST SOURCE ASSET MANAGEMENT, LLC

SOLE MEMBER/MANAGER

yes

03/2010

Mar 30, 2012

Mar 29, 2024

ORCHARD FIRST SOURCE CAPITAL, INC.

Manager

yes

12/2009

Jan 13, 2017

Mar 29, 2024

ORCHARD INVESTMENTS II, LLC

Member

yes

12/2022

Mar 30, 2012

Mar 29, 2024

ORCHARD INVESTMENTS, LLC

Owner

yes

12/2022

Mar 31, 2022

Mar 29, 2024

PORTER, MUKYA, SUE DENISE

CHIEF COMPLIANCE OFFICER

yes

05/2017

Jun 7, 2017

Mar 29, 2024

RASHID, BILAL, (NMN)

PRESIDENT/SENIOR MANAGING DIRECTOR

yes

03/2010

Mar 30, 2012

Mar 29, 2024

REICHERT, TOD, KEVIN

MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY

yes

09/2016

Mar 31, 2017

Mar 29, 2024

RESSLER, RICHARD, SCOTT

Trustee

yes

01/2020

Mar 30, 2012

Mar 29, 2024

THE OI3 2019 TRUST

Member

yes

09/2021

Feb 3, 2020

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIM CAPITAL, LLC

n/a

Asset manager

$2.7B

yes

n/a

OFS CLO MANAGEMENT II, LLC

n/a

Asset manager

$1.3B

yes

n/a

CIM CAPITAL IC MANAGEMENT, LLC

n/a

Asset manager

$1.1B

yes

n/a

OFS CLO MANAGEMENT, LLC

n/a

Asset manager

$744M

yes

n/a

CIM CAPITAL SA MANAGEMENT, LLC

n/a

Asset manager

$134M

yes

n/a

432 PARK MANAGEMENT, LLC

n/a

yes

n/a

4750 CO-INVESTOR, LLC

n/a

yes

n/a

CCLA SMA I OPERATOR, LTD

n/a

yes

n/a

CCO CAPITAL, LLC

n/a

yes

n/a

CCO GROUP, LLC

n/a

yes

n/a

CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC

n/a

yes

n/a

CIM CAPITAL SECURITIES MANAGEMENT, LLC

n/a

yes

n/a

CIM CONTROLLED COMPANY MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP (AUSTRALIA) PTY LTD

n/a

yes

n/a

CIM GROUP MANAGEMENT, LLC

n/a

yes

n/a

CIM GROUP, LP

n/a

yes

n/a

CIM IL MANAGEMENT, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE FUND III GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE II GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE II-A GP, LLC

n/a

yes

n/a

CIM INFRASTRUCTURE III GP (LUX), S.A R.L.

n/a

yes

n/a

CIM JAPAN, LTD

n/a

yes

n/a

CIM MANAGEMENT, INC.

n/a

yes

n/a

CIM MD MANAGEMENT, LLC

n/a

yes

n/a

CIM NY MANAGEMENT, LLC

n/a

yes

n/a

CIM RE DEBT MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE FINANCE MANAGEMENT, LLC

n/a

yes

n/a

CIM REAL ESTATE SERVICES, LLC

n/a

yes

n/a

CIM TX MANAGEMENT, LLC

n/a

yes

n/a

CIM VA MANAGEMENT, LLC

n/a

yes

n/a

CREI ADVISORS, LLC

n/a

yes

n/a

OCV I GP, LLC

n/a

yes

n/a

OCV MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

LOS ANGELES

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$1.8B

n/a

2024

Apr 8, 2025

$1.9B

n/a

2023

Mar 29, 2024

$2.5B

n/a

2022

Mar 31, 2023

$2.5B

n/a

2021

Mar 31, 2022

$1.7B

$1.4M

2020

Mar 31, 2021

$1.3B

$63.6M

2019

Mar 30, 2020

$1.3B

$1.2B

$434M

2018

Mar 29, 2019

$1.3B

$738M

2017

Mar 30, 2018

$1.4B

$1.0B

2016

Mar 31, 2017

$1.5B

n/a

$1.2B

2015

Mar 30, 2016

$1.9B

$1.7B

n/a

$1.3B

2014

Mar 31, 2015

$1.8B

n/a

$1.3B

2013

Mar 31, 2014

$1.1B

n/a

$665M

2012

Apr 1, 2013

$815M

n/a

$529M

2011

Mar 30, 2012

$646M

n/a

$641M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.8B

$1.9B

-8.5%

$2.5B

-10.8%