DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••••••• W••••• S•••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Oct 8, 2020 · 15 filings
SEC status approved since Nov 9, 2020
RAUM
$369M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$368M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$184M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$369M as of Mar 9, 2026
Feb 19, 2021$138M then
HNW client RAUM$312M as of Mar 9, 2026
Feb 19, 2021$122M then
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Feb 19, 20212 then
Employees (5.A)2 as of Mar 9, 2026
Feb 19, 20212 then
Private funds: no history
RAUM +33% over the last fiscal year+27% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $184MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $505,456derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $128M, 101 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$312M84%
- Individuals$56.0M15%
- Charitable organizations$1.1M0.3%
- Corporations and businesses$223,3570.1%
- Individual clients
- 115reported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 730reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $128M for 101 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• R•••• W••••Certified Financial Planner | Denver, Co | Aug 30, 2016 | 26 y | 2 |
| C•••• P••• T•••••Certified Financial Planner | Denver, Co | Aug 30, 2016 | 22 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• R•••• W•••• from M• J• S•••• A•• A•••••••••Aug 30, 2016 · Other
- C•••• P••• T••••• from M• J• S•••• A•• A•••••••••Aug 30, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M• J• S•••• A•• A•••••••••Jul 29, 2016 · Greenwood Village, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••• C••••• P••• · Managing Membercontrolsince 07/2016 · owns 50% to 75%
- W••••• J••••••• R•••• · Managing Member/Chief Compliance Officercontrolsince 07/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 646 to 730Jun 23, 2025 to Feb 27, 2026
- Charity clients · unset to 3.0Jun 23, 2025 to Feb 27, 2026
- Corporate clients · unset to 1.0Jun 23, 2025 to Feb 27, 2026
- HNW clients · 64 to 71Jun 23, 2025 to Feb 27, 2026
- Individual clients · 100 to 115Jun 23, 2025 to Feb 27, 2026
- Assets in custody · $85.2M to $128MJun 23, 2025 to Feb 27, 2026
- Discretionary RAUM · $277M to $369MJun 23, 2025 to Feb 27, 2026
- HNW RAUM · $237M to $312MJun 23, 2025 to Feb 27, 2026
- Individual RAUM · $39.1M to $56.0MJun 23, 2025 to Feb 27, 2026
- RAUM · $277M to $369MJun 23, 2025 to Feb 27, 2026
- Financial planning clients · 101-250 to 101-250Mar 4, 2025 to Jun 23, 2025
- Accounts · 572 to 646Feb 27, 2024 to Mar 4, 2025
- Charity clients · 3.0 to unsetFeb 27, 2024 to Mar 4, 2025
- HNW clients · 58 to 64Feb 27, 2024 to Mar 4, 2025
- Individual clients · 95 to 100Feb 27, 2024 to Mar 4, 2025
- Assets in custody · unset to 85158273.0Feb 27, 2024 to Mar 4, 2025
- Custody of client assets · false to trueFeb 27, 2024 to Mar 4, 2025
- Discretionary RAUM · $223M to $277MFeb 27, 2024 to Mar 4, 2025
- HNW RAUM · $191M to $237MFeb 27, 2024 to Mar 4, 2025
- Individual RAUM · $31.6M to $39.1MFeb 27, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $200,000 to $6,750Feb 27, 2024 to Mar 4, 2025
- RAUM · $224M to $277MFeb 27, 2024 to Mar 4, 2025
- Accounts · 501 to 572Nov 2, 2023 to Feb 27, 2024
- Charity clients · 2 to 3Nov 2, 2023 to Feb 27, 2024
- HNW clients · 49 to 58Nov 2, 2023 to Feb 27, 2024
- Individual clients · 86 to 95Nov 2, 2023 to Feb 27, 2024
- Financial planning clients · 51-100 to 101-250Nov 2, 2023 to Feb 27, 2024
- Discretionary RAUM · $173M to $223MNov 2, 2023 to Feb 27, 2024
- HNW RAUM · $157M to $191MNov 2, 2023 to Feb 27, 2024
- Individual RAUM · $23.7M to $31.6MNov 2, 2023 to Feb 27, 2024
- Non-discretionary RAUM · $7.6M to $200,000Nov 2, 2023 to Feb 27, 2024
- RAUM · $181M to $224MNov 2, 2023 to Feb 27, 2024
- Accounts · 511 to 501Jul 29, 2022 to Feb 23, 2023
- HNW clients · 42 to 49Jul 29, 2022 to Feb 23, 2023
- Individual clients · 69 to 86Jul 29, 2022 to Feb 23, 2023
- Discretionary RAUM · $176M to $173MJul 29, 2022 to Feb 23, 2023
- HNW RAUM · $162M to $157MJul 29, 2022 to Feb 23, 2023
- Individual RAUM · $17.7M to $23.7MJul 29, 2022 to Feb 23, 2023
- Non-discretionary RAUM · $3.5M to $7.6MJul 29, 2022 to Feb 23, 2023
- RAUM · $180M to $181MJul 29, 2022 to Feb 23, 2023
Signals
1 dated events
- I•••••••• W••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Oct 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@integrity-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-716-5777reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/integrity-wealth-solutionsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- I••••••••-WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 3037165777reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $184Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026