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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst21 years in industry

WESLEY ROBERT PINGELTON

Advisor at NORTHILL AIMS, LLC

DALLAS, TX | RICHARDSON, TX

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Search this name across graphsid dfx:ria:6800e820-cb8a-4e7a-03fb-56a02cdf8645

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHILL AIMS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Sep 27, 2004
First registration: Sep 28, 2004
Dual registered: no
Other names: WESLEY ROBERT PINGELTON|WES ROBERT PINGELTON|WESLEY ROBERT PINGELTON
IAPD individual key: 4662758

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHILL AIMS, LLC	Independent wealth	Dec 16, 2025	n/a	yes	RICHARDSON, TX\|DALLAS, TX	Current employment
FULLCIRCLE WEALTH LLC	Former SEC adviser	Mar 22, 2013	May 5, 2026	no	MCKINNEY, TX\|RICHARDSON, TX	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 30, 2009	Mar 20, 2013	no	DALLAS, TX\|DALLAS, TX\|LANTANA, TX	Previous registration
BILTMORE CAPITAL ADVISORS	Former SEC adviser	Feb 4, 2009	Oct 15, 2009	no	BOCA RATON, FL\|FRISCO, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 7, 2008	Oct 30, 2009	no	ATLANTA, GA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 28, 2004	Jan 24, 2006	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULLCIRCLE WEALTH LLC	NORTHILL AIMS, LLC	May 5, 2026	Dec 16, 2025	-140	Firm change after gap	RIA to new firm
INVEST FINANCIAL CORPORATION	FULLCIRCLE WEALTH LLC	Mar 20, 2013	Mar 22, 2013	2	Firm change	Other
FSC SECURITIES CORPORATION	BILTMORE CAPITAL ADVISORS	Oct 30, 2009	Feb 4, 2009	-268	Firm change after gap	Other
BILTMORE CAPITAL ADVISORS	INVEST FINANCIAL CORPORATION	Oct 15, 2009	Oct 30, 2009	15	Firm change	Other
OSAIC FA, INC.	FSC SECURITIES CORPORATION	Jan 24, 2006	Apr 7, 2008	804	Firm change after gap	Other

Relationships

Registered with (6)

→ NORTHILL AIMS, LLCRegistered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ FULLCIRCLE WEALTH LLCRegistered adviserregistration: previous registration
Mar 22, 2013 to May 5, 2026factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 30, 2009 to Mar 20, 2013factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 7, 2008 to Oct 30, 2009factForm ADV
→ BILTMORE CAPITAL ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2009 to Oct 15, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 28, 2004 to Jan 24, 2006factForm ADV

Dated events

Occurred
May 5, 2026
Advisor changed firm
Wesley Robert Pingelton left Fullcircle Wealth Llc for Northill Aims, Llc (registered 2025-12-16)
Form ADVobserved 4 days ago