RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• R••••• P••••••••
- N••••••• A•••• L•• independent RIA currentsince Dec 16, 2025 · Richardson, Tx
- F••••••••• W••••• L•• formerMar 22, 2013 to May 5, 2026 · Mckinney, Tx
- I••••• F•••••••• C••••••••• formerOct 30, 2009 to Mar 20, 2013 · Dallas, Tx
- B••••••• C•••••• A••••••• formerFeb 4, 2009 to Oct 15, 2009 · Boca Raton, Fl
- F•• S••••••••• C••••••••• formerApr 7, 2008 to Oct 30, 2009 · Atlanta, Ga
- O•••• F•• I••• formerSep 28, 2004 to Jan 24, 2006 · Atlanta, Ga
- F••••••••• W••••• L•• to N••••••• A•••• L••left May 5, 2026, registered Dec 16, 2025 (-140 days) · RIA to a newly registered adviser
- I••••• F•••••••• C••••••••• to F••••••••• W••••• L••left Mar 20, 2013, registered Mar 22, 2013 (2 days) · Other
- F•• S••••••••• C••••••••• to B••••••• C•••••• A•••••••left Oct 30, 2009, registered Feb 4, 2009 (-268 days) · Other
- B••••••• C•••••• A••••••• to I••••• F•••••••• C•••••••••left Oct 15, 2009, registered Oct 30, 2009 (15 days) · Other
- O•••• F•• I••• to F•• S••••••••• C•••••••••left Jan 24, 2006, registered Apr 7, 2008 (804 days) · Other
- W••••• R••••• P•••••••• left F••••••••• W••••• L•• for N••••••• A•••• L•• (registered 2025-12-16)May 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address