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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

Ann Christina Durham

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Reston, VA | RESTON, VA

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Search this name across graphsid dfx:ria:6800ffc8-4767-d5f2-d375-553af81981a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 18, 1988
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: ANN BUCKLI|ANN CHRISTINA BUCKLI|ANN CHRISTINA DURHAM|ANN C DURHAM
IAPD individual key: 1835361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 6, 2021	n/a	yes	RESTON, VA\|Reston, VA	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 25, 2015	Mar 18, 2021	no	VIENNA, VA\|ELLICOTT CITY, MD\|HERNDON, VA\|CENTREVILLE, VA\|CENTREVILLE, VA\|RESTON, VA\|Herndon, VA\|STERLING, VA\|VIENNA, VA\|DULLES, VA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Oct 23, 2008	Aug 19, 2013	no	Tacoma, WA\|Seattle, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 2, 2003	Oct 21, 2008	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 18, 2021	Dec 6, 2021	263	Firm change	Ibd to ibd
KEY INVESTMENT SERVICES LLC	PNC WEALTH MANAGEMENT	Aug 19, 2013	Feb 25, 2015	555	Firm change after gap	Other
WAMU INVESTMENTS, INC.	KEY INVESTMENT SERVICES LLC	Oct 21, 2008	Oct 23, 2008	2	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Dec 6, 2021 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 25, 2015 to Mar 18, 2021factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 23, 2008 to Aug 19, 2013factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 2, 2003 to Oct 21, 2008factForm ADV

Dated events

No dated event names this entity yet.