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Registered advisor
A•• C•••••••• D•••••
Feed of 09/15/2026
Also filed as Ann Buckli
At current firm
4 y
since Dec 6, 2021
In the industry
38 y
since Jul 18, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 6, 2021 · Reston, Va
- P•• W••••• M••••••••• BD affiliatedFeb 25, 2015 to Mar 18, 2021 · Vienna, Va
- K•• I••••••••• S••••••• L•• BD affiliatedOct 23, 2008 to Aug 19, 2013 · Tacoma, Wa
- W••• I••••••••• I••• unclassifiedJan 2, 2003 to Oct 21, 2008 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 18, 2021, registered Dec 6, 2021 (263 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to P•• W••••• M•••••••••left Aug 19, 2013, registered Feb 25, 2015 (555 days) · Other
- W••• I••••••••• I••• to K•• I••••••••• S••••••• L••left Oct 21, 2008, registered Oct 23, 2008 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address