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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Derek G Hassenpflug

Advisor at WORLD INVESTMENT ADVISORS, LLC

Cincinnati, OH

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Search this name across graphsid dfx:ria:680a79b8-8613-a5f6-3296-6a6d59413c10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORLD INVESTMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 1, 2001
First registration: Aug 11, 2004
Dual registered: yes, broker-dealer
Other names: Derek Hassenpflug|DEREK GALEN HASSENPFLUG
IAPD individual key: 4367836

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORLD INVESTMENT ADVISORS, LLC	Other adviser	Mar 9, 2026	n/a	yes	Cincinnati, OH	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Mar 12, 2026	no	Miamisburg, OH\|Cincinnati, OH\|Cincinnati, OH\|Cincinnati, OH\|Cincinnati, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Apr 29, 2008	Oct 5, 2009	no	BLUE ASH, OH\|WASHINGTON TOWNSHIP, OH	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Apr 28, 2008	no	CINCINNATI, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 11, 2004	Apr 2, 2007	no	EDGEWOOD, KY\|EDGEWOOD, KY\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	WORLD INVESTMENT ADVISORS, LLC	Mar 12, 2026	Mar 9, 2026	-3	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
MORGAN STANLEY & CO. LLC	AMERIPRISE ADVISOR SERVICES, INC.	Apr 28, 2008	Apr 29, 2008	1	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Mar 12, 2026factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Oct 5, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 28, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 11, 2004 to Apr 2, 2007factForm ADV

Dated events

Occurred
Mar 12, 2026
Advisor changed firm
Derek G Hassenpflug left Ameriprise Financial Services, Llc for World Investment Advisors, Llc (registered 2026-03-09)
Form ADVobserved 6 days ago