RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• G• H•••••••••
- W•••• I••••••••• A•••••••• L•• other currentsince Mar 9, 2026 · Cincinnati, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Mar 12, 2026 · Miamisburg, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedApr 29, 2008 to Oct 5, 2009 · Blue Ash, Oh
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Apr 28, 2008 · Cincinnati, Oh
- M••••• S•••••• D• I••• unclassifiedAug 11, 2004 to Apr 2, 2007 · Edgewood, Ky
- A••••••••• F•••••••• S•••••••• L•• to W•••• I••••••••• A•••••••• L••left Mar 12, 2026, registered Mar 9, 2026 (-3 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to A••••••••• A•••••• S•••••••• I•••left Apr 28, 2008, registered Apr 29, 2008 (1 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- D•••• G• H••••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2026-03-09)Mar 12, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address