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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Clancy Cramer

Advisor at PRINCIPAL SECURITIES, INC.

MADISON, WI | WAUWATOSA, WI

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Search this name across graphsid dfx:ria:68401692-6531-bfe7-613b-1e838f1af545

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 20, 2021
First registration: Jun 29, 2021
Dual registered: yes, broker-dealer
IAPD individual key: 7401051

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Mar 3, 2026	n/a	yes	WAUWATOSA, WI\|MADISON, WI	Current employment
WEA FINANCIAL ADVISORS, INC.	Other adviser	Sep 11, 2024	Mar 25, 2026	no	Madison, WI\|MADISON, WI\|Madison, WI	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jul 6, 2023	Jul 9, 2024	no	Stevens Point, WI\|MINNEAPOLIS, MN\|STEVENS POINT, WI\|Wausau, WI	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 29, 2021	Apr 17, 2023	no	Stevens Point, WI\|WHEATON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEA FINANCIAL ADVISORS, INC.	PRINCIPAL SECURITIES, INC.	Mar 25, 2026	Mar 3, 2026	-22	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	WEA FINANCIAL ADVISORS, INC.	Jul 9, 2024	Sep 11, 2024	64	Firm change	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Apr 17, 2023	Jul 6, 2023	80	Firm change	RIA to ibd

Relationships

Registered with (4)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ WEA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 11, 2024 to Mar 25, 2026factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jul 6, 2023 to Jul 9, 2024factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 29, 2021 to Apr 17, 2023factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
Clancy Cramer left Wea Financial Advisors, Inc. for Principal Securities, Inc. (registered 2026-03-03)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2024
Advisor changed firm
Clancy Cramer left Thrivent Investment Management Inc. for Wea Financial Advisors, Inc. (registered 2024-09-11)
Form ADVobserved 6 days ago
Occurred
Apr 17, 2023
Advisor changed firm
Clancy Cramer left Brookstone Capital Management Llc for Thrivent Investment Management Inc. (registered 2023-07-06)
Form ADVobserved 6 days ago