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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Douglas Leigh Lyons

Advisor at ALLSPRING FUNDS MANAGEMENT, LLC

Pembroke, MA | Boston, MA

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Search this name across graphsid dfx:ria:6842daa2-4bb4-d0da-310e-afa71fa98365

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSPRING FUNDS MANAGEMENT, LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 2, 2000
First registration: Sep 11, 2003
Dual registered: yes, broker-dealer
Other names: Lyons
IAPD individual key: 4229276

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Dec 16, 2024	n/a	yes	Boston, MA\|Pembroke, MA	Current employment
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	Sep 5, 2024	no	BOSTON, MA\|BOSTON, MA	Previous registration
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Sep 11, 2003	Nov 8, 2018	no	BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Sep 11, 2003	Dec 31, 2010	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	ALLSPRING FUNDS MANAGEMENT, LLC	Sep 5, 2024	Dec 16, 2024	102	Firm change	Other
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	Sep 11, 2003	-2,668	Bulk transfer	Other

Relationships

Registered with (3)

→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 8, 2018 to Sep 5, 2024factForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Sep 11, 2003 to Nov 8, 2018factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
Douglas Leigh Lyons left John Hancock Investment Management Llc for Allspring Funds Management, Llc (registered 2024-12-16)
Form ADVobserved 5 days ago