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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

MARQUES J DICKSON

Advisor at FIFTH THIRD SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:684fcbb4-a29f-fefd-7349-12eace8798ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 10, 2014
First registration: Mar 11, 2014
Dual registered: yes, broker-dealer
Other names: MARQUES DICKSON
IAPD individual key: 6157146

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jul 16, 2026	n/a	yes	SANTA MONICA, CA\|LOS ANGELES, CA\|WOODLAND HILLS, CA\|WEST HOLLYWOOD, CA\|MARINA DEL REY, CA\|LOS ANGELES, CA\|MANHATTAN BEACH, CA\|BEVERLY HILLS, CA\|GLENDALE, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 18, 2025	n/a	yes	Los Angeles, CA	Current employment
RBC SECURITIES, INC.	Bd affiliated wealth	Sep 8, 2020	Aug 1, 2025	no	LOS ANGELES, CA\|LOS ANGELES, CA\|Los Angeles, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 10, 2015	Aug 19, 2020	no	BEVERLY HILLS, CA\|LOS ANGELES, CA\|SACRAMENTO, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|INGLEWOOD, CA\|WEST HOLLYWOOD, CA\|INGLEWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|WEST HOLLYWOOD, CA\|EL SEGUNDO, CA\|WEST HOLLYWOOD, CA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Mar 11, 2014	Mar 31, 2015	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC SECURITIES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 1, 2025	Jul 18, 2025	-14	Firm change	RIA to ibd
WELLS FARGO ADVISORS	RBC SECURITIES, INC.	Aug 19, 2020	Sep 8, 2020	20	Firm change	Wirehouse to RIA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	WELLS FARGO ADVISORS	Mar 31, 2015	Nov 10, 2015	224	Firm change	Other

Relationships

Registered with (5)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 18, 2025 to presentfactForm ADV
→ RBC SECURITIES, INC.Registered adviserregistration: previous registration
Sep 8, 2020 to Aug 1, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 10, 2015 to Aug 19, 2020factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Mar 11, 2014 to Mar 31, 2015factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Marques J Dickson left Rbc Securities, Inc. for Ameriprise Financial Services, Llc (registered 2025-07-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:684fcbb4-a29f-fefd-7349-12eace8798ba
First observed: Mar 11, 2014
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARQUES J DICKSON

Advisor at FIFTH THIRD SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:684fcbb4-a29f-fefd-7349-12eace8798ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:03 AM UTC and rebuilt at most every 15 minutes.