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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

JOHN KIEM LIONG KWEE

Advisor at DIVERSIFY ADVISORY SERVICES, LLC

SOUTH JORDAN, UT | Honolulu, HI

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Search this name across graphsid dfx:ria:686cdb22-e265-dae1-d389-58f3137eac21

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIVERSIFY ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Oct 4, 1986
First registration: Sep 24, 2002
Dual registered: yes, broker-dealer
Other names: JOHN KIEM LIONG KWEE|JOHN K L KWEE|JOHN KIEMLIONG KWEE
IAPD individual key: 1531077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIVERSIFY ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 30, 2023	n/a	yes	Honolulu, HI\|SOUTH JORDAN, UT	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Nov 29, 2023	no	HILO, HI\|HONOLULU, HI	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 17, 2014	Sep 1, 2023	no	HONOLULU, HI\|HILO, HI	Previous registration
SYNDICATED CAPITAL, INC.	Independent wealth	Jul 19, 2010	Dec 10, 2014	no	HONOLULU, HI	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, INC.	n/a	Dec 5, 2006	May 6, 2008	no	HONOLULU, HI	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Sep 24, 2002	Aug 1, 2006	no	KAMUELA, HI\|HONOKAA, HI\|KAMUELA, HI\|HILO, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	DIVERSIFY ADVISORY SERVICES, LLC	Nov 29, 2023	Nov 30, 2023	1	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
SYNDICATED CAPITAL, INC.	SAGEPOINT FINANCIAL, INC.	Dec 10, 2014	Dec 17, 2014	7	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, INC.	SYNDICATED CAPITAL, INC.	May 6, 2008	Jul 19, 2010	804	Firm change after gap	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	TRANSAMERICA FINANCIAL ADVISORS, INC.	Aug 1, 2006	Dec 5, 2006	126	Firm change	Other

Relationships

Registered with (6)

→ DIVERSIFY ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Nov 29, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 17, 2014 to Sep 1, 2023factForm ADV
→ SYNDICATED CAPITAL, INC.Registered adviserregistration: previous registration
Jul 19, 2010 to Dec 10, 2014factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 5, 2006 to May 6, 2008factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Sep 24, 2002 to Aug 1, 2006factForm ADV

Dated events

Occurred
Nov 29, 2023
Advisor changed firm
John Kiem Liong Kwee left Osaic Wealth, Inc. for Diversify Advisory Services, Llc (registered 2023-11-30)
Form ADVobserved 4 days ago