DFX Intelligence

R••••• J• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••••• J• H•••••••••

Advisor at C••••• I••••••••• A••••••• L••

ISELIN, NJ

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Search this name across graphsid dfx:ria:686d1bed-e263-1658-ce97-956f7edbcccd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 20, 2026	n/a	yes	ISELIN, NJ	Current employment
C•••••• A•••••••	Bd affiliated wealth	Feb 8, 2023	Apr 22, 2026	no	Marlton, NJ\|Flanders, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	C••••• I••••••••• A••••••• L••	Apr 22, 2026	Apr 20, 2026	-2	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Apr 22, 2026	Feb 8, 2023

Relationships

Registered with (6)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Feb 8, 2023 to Apr 22, 2026factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Feb 8, 2023 to Apr 22, 2026factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Apr 22, 2026
A•••••• firm change
R••••• J• H••••••••• left C•••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-04-20)
Form ADVobserved 7 days ago
Occurred
Apr 22, 2026
A•••••• firm change
R••••• J• H••••••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2023-02-08)
Form ADVobserved 7 days ago
Occurred
Feb 13, 2023
A•••••• firm change
R••••• J• H••••••••• left L•• F•••••••• L•• for L•••••• I••••••••• (registered 2023-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:686d1bed-e263-1658-ce97-956f7edbcccd
First observed: Jul 5, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.