DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert J Hetherington

Cetera Investment Advisers LLCBD affiliatedIselin, Njdual registrantIAPD 3152318

Feed of 09/14/2026

Also filed as Robert J Hetherington

At current firm

0 y

since Apr 20, 2026

In the industry

11 y

since Jun 30, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Apr 20, 2026 · Iselin, Nj
Capital Analysts BD affiliated
Feb 8, 2023 to Apr 22, 2026 · Marlton, Nj
Lincoln Investment independent RIA
Feb 8, 2023 to Apr 22, 2026 · Parsippany, Nj
LPL Financial LLC BD affiliated
Jan 6, 2021 to Feb 13, 2023 · Upper Montclair, Nj
J.P. Morgan Securities LLC wirehouse
Mar 29, 2017 to Jan 12, 2021 · Montclair, Nj
Cetera Advisor Networks LLC former
Jul 5, 2016 to Jan 3, 2017 · Morris Plains, Nj

Moves

a registration end followed by a registration begin elsewhere

Capital Analysts to Cetera Investment Advisers LLC
left Apr 22, 2026, registered Apr 20, 2026 (-2 days) · Affiliated broker-dealer or bank to another
Lincoln Investment to Capital Analysts
left Apr 22, 2026, registered Feb 8, 2023 (-1169 days) · RIA to affiliated broker-dealer or bank
LPL Financial LLC to Lincoln Investment
left Feb 13, 2023, registered Feb 8, 2023 (-5 days) · RIA to RIA
J.P. Morgan Securities LLC to LPL Financial LLC
left Jan 12, 2021, registered Jan 6, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank
Cetera Advisor Networks LLC to J.P. Morgan Securities LLC
left Jan 3, 2017, registered Mar 29, 2017 (85 days) · Other

Signals

Robert J Hetherington left Capital Analysts for Cetera Investment Advisers Llc (registered 2026-04-20)
Apr 22, 2026 · Advisor changed firm · fact
Robert J Hetherington left Lincoln Investment for Capital Analysts (registered 2023-02-08)
Apr 22, 2026 · Advisor changed firm · fact
Robert J Hetherington left Lpl Financial Llc for Lincoln Investment (registered 2023-02-08)
Feb 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address