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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

SUSAN ANN LOMBARDO

Advisor at LPL FINANCIAL LLC

COLUMBUS, GA

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Search this name across graphsid dfx:ria:6888f9a5-ec5a-d78b-65da-3447a219281d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 29, 1996
First registration: Feb 25, 2003
Dual registered: yes, broker-dealer
Other names: SUSAN ANN LOMBARDO|SUSAN LUCAS|SUSAN ANN LOMBARD|SUSAN ANN POSEY
IAPD individual key: 2541145

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2019	n/a	yes	COLUMBUS, GA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 29, 2009	Jun 18, 2019	no	COLUMBUS, GA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 9, 2003	Apr 29, 2009	no	COLUMBUS, GA\|COLUMBUS, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 25, 2003	Jun 6, 2003	no	COLUMBUS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jun 18, 2019	Jun 18, 2019	0	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Apr 29, 2009	Apr 29, 2009	0	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 6, 2003	Jul 9, 2003	33	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 18, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 29, 2009 to Jun 18, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 9, 2003 to Apr 29, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 25, 2003 to Jun 6, 2003factForm ADV

Dated events

No dated event names this entity yet.