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Advisor at CETERA INVESTMENT ADVISERS LLC
SOUTHFIELD, MI | LAINGSBURG, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | n/a | yes | SOUTHFIELD, MI|LAINGSBURG, MI | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 24, 2016 | Aug 10, 2023 | no | Southfield, MI|ST. PAUL, MN | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 15, 2010 | Oct 26, 2016 | no | NOVI, MI | Previous registration |
| Spc | Bd affiliated wealth | Feb 8, 2010 | Dec 13, 2010 | no | OKEMOS, MI | Previous registration |
| Spc | Bd affiliated wealth | Jul 19, 2007 | Dec 31, 2007 | no | OKEMOS, MI | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 3, 2005 | May 29, 2007 | no | LOMBARD, IL|ANN ARBOR, MI|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |
| VALIC FINANCIAL ADVISORS, INC. | SECURIAN FINANCIAL SERVICES, INC. | Oct 26, 2016 | Oct 24, 2016 | -2 | Firm change | Other |
| Spc | VALIC FINANCIAL ADVISORS, INC. | Dec 13, 2010 | Dec 15, 2010 | 2 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | Spc | May 29, 2007 | Jul 19, 2007 | 51 | Firm change | Other |