DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L•• C•••••••

C••••• I••••••••• A••••••• L••BD affiliatedSouthfield, Mi dual registrantIAPD 4293498

Feed of 09/15/2026

Also filed as M••••••• Lee Gittins

At current firm

3 y

since Aug 10, 2023

In the industry

25 y

since Dec 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Southfield, Mi
S••••••• F•••••••• S•••••••• I••• former
Oct 24, 2016 to Aug 10, 2023 · Southfield, Mi
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 15, 2010 to Oct 26, 2016 · Novi, Mi
S•• BD affiliated
Feb 8, 2010 to Dec 13, 2010 · Okemos, Mi
S•• BD affiliated
Jul 19, 2007 to Dec 31, 2007 · Okemos, Mi
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 3, 2005 to May 29, 2007 · Lombard, Il

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to S••••••• F•••••••• S•••••••• I•••
left Oct 26, 2016, registered Oct 24, 2016 (-2 days) · Other
S•• to V•••• F•••••••• A•••••••• I•••
left Dec 13, 2010, registered Dec 15, 2010 (2 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S••
left May 29, 2007, registered Jul 19, 2007 (51 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address