This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$355MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$355M

Private client RAUM

$343MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$177Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

2

Offices

1Schedule D 1.F, beyond the principal office

Accounts

358

Individual clients

422

High net worth clients

163

SEC number

801-119410

CIK

1842096

CRD

310008

Filings on the tape

13

First filed

Aug 7, 2020

Latest filed

Mar 17, 2026

Organised

Limited Liability Company, AL

Website

wfgplanning.com

• Occurred

  Aug 7, 2020
  First Form ADV filing

  Williams Financial Group filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:68ee2b8d-1b2e-602c-f5a7-4cac86f04665

First observed

Aug 7, 2020

Last observed

Mar 17, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.