DFX Intelligence

B•••• V•••••• P••••••• M••••••••• C•••••• I••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM under $100M

B•••• V•••••• P••••••• M••••••••• C•••••• I••• L••

CRD 145166

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Sep 4, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• V•••••• P••••••• M••••••••• C•••••• I••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

B•••• V•••••• P••••••• M••••••••• C•••••• I••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=7.0
Regulatory AUM: $1.3M••• Locked
Discretionary RAUM: $1.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••• V•••••• P••••••• I•• L•••••• P•••••••••	Private Equity Fund	$758,000	Sep 4, 2026	30	Mar 30, 2012	reported	021-110572
B•• I•• S•••••• A••••••••• L•••••• P•••••••••	Private Equity Fund	$304,000

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• F•••••••• C•••••••••	Shareholder	E	yes	12/1982	Mar 30, 2012	Mar 27, 2024
B•••• F•••••••• G••••• I•••	Shareholder	E	yes	12/2020	Mar 18, 2013	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••• W• B•••• • C•• I•••••••••	n/a	Mixed wealth	$394B	Y	no	Wi
B•••• C•••••• M••••••••• C••••••• L••	n/a	Asset manager	$738M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	3	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3M	$1.6M	-15.1%	$5.2M	-36.7%	14	16	1	1

Relationships

Affiliated with (26)

→ B•••• C•••••• P••••••• M••••••••• C•••••• V• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B•••• V•••••• P••••••• M••••••••• C•••••• I•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B•••• P•••••••• G•••• M••••••••• C•••••• I• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ B•••• C•••••• G••••• F••• M••••••••• I• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: Sep 4, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 16 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• C•••••• ••••••••• P••• L•••	n/a	n/a	n/a	N	yes	n/a
B•••• I•••••••• S•••••••• I•••	n/a	n/a	n/a	N	yes	n/a
B•••• I••••••••• A••••••• C•• L•••	n/a	n/a	n/a	N	yes	n/a
B•••• P••••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••• T•••• C••••••	n/a	n/a	n/a	N	yes	n/a
B•••• V•••••• P••••••• G• V•• L••	n/a	n/a	n/a	N	yes	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 18, 2016	$187M	$187M	10	4	n/a	2	$155M
2014	Mar 26, 2015	$187M	$187M	10	4	n/a	2	$155M
2013	Mar 25, 2014	$161M	$161M	10	4	n/a	2	$134M
2012	Mar 18, 2013	$153M	$153M	10	4	n/a	2	$127M
2011	Mar 30, 2012	$73.2M	$73.2M	n/a	n/a	n/a	2	$60.8M